Mitsubishi UFJ Financial Group, Inc. (MUFG)
Vice President, Core Compliance(m/w/x)
Vollzeit
Senior
Keine Angabe
Frankfurt am Main
BA
Barclays18 Tage
Structured Products EME Advisory Lawyer(m/w/x)
Vollzeit
Senior
Keine Angabe
Frankfurt am Main
Nejo KI-Zusammenfassung
In this role, you will provide essential legal support to the Markets division, ensuring compliance with regulations while advising on complex legal matters. Your day-to-day responsibilities will involve collaborating with various teams, conducting legal research, and developing training programs to keep everyone informed and compliant.
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Anforderungen
- •Experience in top-tier private practice
- •Prior in-house experience at a leading financial institution
- •Experience within the Markets Division
- •Extensive experience in Structured Products
- •Experience with retail investors in Germany, Switzerland, and Austria
- •Excellent drafting skills of Structured Products documentation
- •Fluency in German language
- •Ability to excel in a fast-paced environment
- •Strong commercial acumen
- •Interest in performance drivers and continuous improvement
- •Excellent communication skills for technical analysis
- •Ability to convey analysis clearly to legal and non-legal audiences
- •Assessment on key critical skills relevant for success
Keine Angabe
Berufserfahrung
ca. 4 – 6 Jahre
Deine Aufgaben
- •Provide legal advice to business units in the Markets division
- •Support compliance with laws, rules, and regulations
- •Develop and implement best practice legal strategies
- •Create and review legal documents for compliance
- •Maintain and update template legal documentation
- •Conduct legal research and analysis on relevant laws
- •Develop and deliver training programs on legal requirements
- •Identify and communicate applicable laws and regulations
- •Ensure legal requirements are reflected in policies and controls
- •Contribute to strategy and make recommendations for change
- •Plan resources, budgets, and policies for the department
- •Manage team performance and contribute to pay decisions
- •Demonstrate leadership behaviors to foster a thriving environment
- •Advise stakeholders on functional and cross-functional impacts
- •Manage and mitigate risks in support of governance
- •Collaborate with other areas for business-aligned support
- •Create solutions through sophisticated analytical thought
- •Build and maintain relationships with internal and external stakeholders
- •Engage with regulatory authorities and external law firms
- •Support automation and manual drafting teams
Sprachen
Deutsch – fließend
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