You manage compliance tasks for Markets and Banking Operations, ensuring regulatory adherence and providing training. Your role includes drafting policies, conducting KYC controls, and supporting product investigations and transitions.
Anforderungen
- •University degree or higher technical college degree
- •Further training in compliance or risk management is an advantage
- •Experience in Compliance in a bank is an advantage
- •Strong interest in financial market regulations
- •First experience in banking environment
- •Solution- and customer-oriented working style
- •Personal initiative and flexibility
- •Affinity for technology and very good IT skills
- •Good communication skills and assertiveness
- •Communicative and resilient personality
Deine Aufgaben
- •Draft and implement policy guidelines and documentation.
- •Review and respond to inquiries from regulators and exchanges.
- •Establish and perform monitoring controls for Markets/Banking Operations.
- •Support product-specific investigations.
- •Provide Compliance coverage for daily Markets and Banking Operations.
- •Advise staff on Compliance topics related to Markets and Banking Operations.
- •Oversee regulatory reporting for specific products.
- •Contribute to the New Product/Service Approval Process.
- •Facilitate training for Markets staff based on educational concepts.
- •Develop the Compliance Framework for Markets and Banking Operations.
- •Conduct KYC quality controls and risk assessments for institutional clients.
- •Support and participate in regulatory projects.
- •Facilitate project transitions from development to live operations.
- •Create and review specifications for new IT requirements.
- •Conduct data analyses and evaluations from various sources.
- •Implement Compliance training and presentations.
Original Beschreibung
# Compliance Support - Global Product & Services 100% (f/m/d) - Temporary 3-4 Months
**Zurich** | **Full time**
## YOUR CHALLENGE
* Draft, adapt and implement policies guidelines and other documentation with close link to Markets and Banking Operations Review and provide reply to inquiries from regulators, exchanges or custodians
* Establish and perform controls as per the monitoring framework Markets/ Banking Operations
* Support product specific investigations
* Provide adequate Compliance coverage for the day-to-day Markets and Banking Operations Business
* Advise front office, banking operations and IWMS staff on Compliance Markets and Banking Operations related topics
* Oversee product-specific regulatory reporting
* Ensure contribution to the Markets New Product/ Service Approval Process
* Facilitate education and training of Markets staff according to educational concept
* Enable continuous development of the Compliance Framework Markets and Banking Operations
* Conduct Know Your Client (KYC) quality controls, including risk assessments (ex ante) for account openings of institutional clients for the Markets / Global Custody division
*Project-specific tasks:*
* Support and participate in (regulatory) projects
* Facilitate the transition of projects from development to live operations
* Create and review specifications of new IT requirements
* Conduct data analyses and evaluations of different origins
* Implement and conduct Compliance training and presentations
## YOUR PROFILE
* University degree or higher technical college degree in business administration or economics, law, business law or business informatics
* Further training (e.g. postgraduate studies in compliance or risk management) is an advantage
* Experience in Compliance in a bank would be an advantage, particularly in the area of trade compliance or related risk functions
* Strong interest in local and European financial market regulations (e.g. EU MiFID (I and II), MAD/MAR, FinSA, FMIA)
* First experience in banking environment with focus on banking regulation
* Solution- and customer-oriented as well as careful and analytical way of working
* Personal initiative, flexibility, diplomatic negotiation skills and a high sense of responsibility
* Affinity for technology, very good IT skills & project experience
* Good communication skills in conjunction with assertiveness, able to work on own initiative and being an excellent team player
* Communicative, independent, resilient and assertive personality