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Senior Compliance Assurance Officer(m/w/x)
Developing and executing compliance testing plans for Swiss financial regulations. Experience in compliance or audit roles required. Internal mobility and upskilling programs.
Requirements
- Degree in law, economics, finance, or related field
- Additional professional certification in compliance (advantageous)
- Solid understanding of Swiss regulatory framework
- Solid understanding of consolidated supervision organization
- Experience in compliance or audit role
- Experience with control activities (monitoring, testing, reviews)
- Analytical thinking
- Ability to prioritize multiple tasks
- Ability to work under pressure
- Ability to meet tight deadlines
- Ability to synthesize complex issues
- Ability to deliver practical results
- Ability to make informed decisions
- Ability to make informed recommendations
- Ability to escalate issues appropriately
- Strong interpersonal skills
- Strong communication skills
- Strong presentation skills
- Strong influencing skills
- Proven ability to foster productive relationships with senior management
- Proven ability to foster productive relationships with other control functions
- Availability to travel to international offices
- Resident in Switzerland or willing to relocate
Tasks
- Develop testing and review plans
- Maintain an inventory of test scripts
- Perform testing and review activities
- Supervise testing and review activities
- Evaluate test and review results
- Communicate preliminary findings to stakeholders
- Document findings as issues and actions
- Consult with issue owners on findings
- Finalize reports for stakeholders
- Distribute reports to stakeholders
- Monitor issue and action completion
- Report on issue closure for management
- Prepare progress status metrics
- Report progress status metrics
- Coordinate compliance assurance activities
- Advise front office on compliance improvements
- Guide front office on compliance improvements
- Propose projects to improve control environment
- Contribute to projects for control improvement
- Comply with legal and regulatory requirements
- Comply with internal compliance requirements
- Maintain professional certifications
- Complete mandatory training
Work Experience
- 10 years
Education
- Bachelor's degree
Languages
- English – Business Fluent
- French – is a plus
Benefits
Career Advancement
- Internal mobility
Learning & Development
- Individual upskilling programs
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Senior Compliance Assurance Officer(m/w/x)
Developing and executing compliance testing plans for Swiss financial regulations. Experience in compliance or audit roles required. Internal mobility and upskilling programs.
Requirements
- Degree in law, economics, finance, or related field
- Additional professional certification in compliance (advantageous)
- Solid understanding of Swiss regulatory framework
- Solid understanding of consolidated supervision organization
- Experience in compliance or audit role
- Experience with control activities (monitoring, testing, reviews)
- Analytical thinking
- Ability to prioritize multiple tasks
- Ability to work under pressure
- Ability to meet tight deadlines
- Ability to synthesize complex issues
- Ability to deliver practical results
- Ability to make informed decisions
- Ability to make informed recommendations
- Ability to escalate issues appropriately
- Strong interpersonal skills
- Strong communication skills
- Strong presentation skills
- Strong influencing skills
- Proven ability to foster productive relationships with senior management
- Proven ability to foster productive relationships with other control functions
- Availability to travel to international offices
- Resident in Switzerland or willing to relocate
Tasks
- Develop testing and review plans
- Maintain an inventory of test scripts
- Perform testing and review activities
- Supervise testing and review activities
- Evaluate test and review results
- Communicate preliminary findings to stakeholders
- Document findings as issues and actions
- Consult with issue owners on findings
- Finalize reports for stakeholders
- Distribute reports to stakeholders
- Monitor issue and action completion
- Report on issue closure for management
- Prepare progress status metrics
- Report progress status metrics
- Coordinate compliance assurance activities
- Advise front office on compliance improvements
- Guide front office on compliance improvements
- Propose projects to improve control environment
- Contribute to projects for control improvement
- Comply with legal and regulatory requirements
- Comply with internal compliance requirements
- Maintain professional certifications
- Complete mandatory training
Work Experience
- 10 years
Education
- Bachelor's degree
Languages
- English – Business Fluent
- French – is a plus
Benefits
Career Advancement
- Internal mobility
Learning & Development
- Individual upskilling programs
Like this job?
BetaYour Career Agent finds similar jobs for you every day.
About the Company
Lombard Odier
Industry
FinancialServices
Description
The company is a renowned global wealth and asset manager focused on sustainable investing, managing close to CHF 300 billion.
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