Deutsche Börse
Compliance Officer - Securities Compliance(m/w/x)
Full-timeTemporary contractOn-siteExperienced
Frankfurt am Main
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DEDeutsche Börse Group
Compliance Officer – Securities Compliance(m/w/x)
Frankfurt am Main
Full-timeOn-siteExperienced
Nejo AI Summary
Monitoring legal obligations and preventing market abuse at a financial market infrastructure provider. At least 3 years financial industry experience required. Daily work in a 15-person compliance team.
Requirements
- Degree in law, economics, or comparable training
- At least 3 years financial industry experience
- Strong analytical and organizational skills
- Great attention to detail
- Excellent communication skills
- Excellent presentation skills
- Ability to translate complexity into clarity
- Proactive and motivated work approach
- Reliability, integrity, and team spirit
- Fluency in German
- Fluency in English
- Confidence using MS Office
- Experience in securities or capital markets compliance
- Knowledge of key regulatory frameworks
Tasks
- Monitor legal and regulatory obligations
- Prevent and detect market abuse
- Develop and maintain compliance policies
- Advise business units on compliance matters
- Conduct compliance risk assessments
- Perform control activities in the 2nd line of defense
- Participate in internal and external audits
- Follow up on audit findings
- Prepare reports for management and committees
- Correspond with regulators
- Conduct regular and ad-hoc risk analyses
- Contribute to employee trainings
Work Experience
- 3 years
Education
- Vocational certificationOR
- Bachelor's degree
Languages
- German – Business Fluent
- English – Business Fluent
Tools & Technologies
- MS Office
Find the original job posting in its most current version here. Nejo automatically captured this job from the website of Deutsche Börse Group and processed the information on Nejo with the help of AI for you. Despite careful analysis, some information may be incomplete or inaccurate. Please always verify all details in the original posting! Content and copyrights of the original posting belong to the advertising company.
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DEDeutsche Börse Group
Compliance Officer – Securities Compliance(m/w/x)
Frankfurt am Main
Full-timeOn-siteExperienced
Nejo AI Summary
Monitoring legal obligations and preventing market abuse at a financial market infrastructure provider. At least 3 years financial industry experience required. Daily work in a 15-person compliance team.
Requirements
- Degree in law, economics, or comparable training
- At least 3 years financial industry experience
- Strong analytical and organizational skills
- Great attention to detail
- Excellent communication skills
- Excellent presentation skills
- Ability to translate complexity into clarity
- Proactive and motivated work approach
- Reliability, integrity, and team spirit
- Fluency in German
- Fluency in English
- Confidence using MS Office
- Experience in securities or capital markets compliance
- Knowledge of key regulatory frameworks
Tasks
- Monitor legal and regulatory obligations
- Prevent and detect market abuse
- Develop and maintain compliance policies
- Advise business units on compliance matters
- Conduct compliance risk assessments
- Perform control activities in the 2nd line of defense
- Participate in internal and external audits
- Follow up on audit findings
- Prepare reports for management and committees
- Correspond with regulators
- Conduct regular and ad-hoc risk analyses
- Contribute to employee trainings
Work Experience
- 3 years
Education
- Vocational certificationOR
- Bachelor's degree
Languages
- German – Business Fluent
- English – Business Fluent
Tools & Technologies
- MS Office
Find the original job posting in its most current version here. Nejo automatically captured this job from the website of Deutsche Börse Group and processed the information on Nejo with the help of AI for you. Despite careful analysis, some information may be incomplete or inaccurate. Please always verify all details in the original posting! Content and copyrights of the original posting belong to the advertising company.
About the Company
Deutsche Börse Group
Industry
FinancialServices
Description
The company develops and operates IT infrastructure and drives digital transformation in capital markets.
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