The AI Job Search Engine
Senior Compliance Analyst, EMEA(m/w/x)
Reviewing fund marketing materials, including German content, for regional sales and distribution at a global independent investment management firm. 5+ years investment/financial services regulatory experience and 3+ years fund promotions experience required. 1 day remote flexibility.
Requirements
- 5+ years relevant experience (ideally compliance or product marketing) in investment/financial services firms
- 3+ years fund-related financial promotions and/or fund distribution experience
- Effective communication, influencing outcomes, mitigating regulatory risk
- Demonstrated career progression and commitment to professional development
- Commercial and growth mindset, solution-oriented balancing business/regulatory needs
- Ability to work under pressure, independently and as part of a team
- Fluency in German and English
- Italian language skills (a plus)
- Strong academic background, including university degree
Tasks
- Review fund marketing and brand promotional materials.
- Review German language marketing content.
- Provide daily advice to EMEA sales and marketing teams.
- Advise on marketing content and distribution requirements.
- Cover EMEA regions: EU, UK, Switzerland, Dubai.
- Support US and APAC marketing teams.
- Develop and maintain marketing guidelines.
- Develop and maintain Q&As and checklists.
- Develop and maintain country-specific marketing memos.
- Monitor and test marketing materials.
- Identify, assess, and communicate regulatory developments.
- Focus on financial promotions and fund marketing.
- Develop and deliver compliance training.
- Deliver training in-person and online.
- Provide compliance support to WME and branches.
- Manage regulatory filings.
- Manage regulatory audits and inspections.
Work Experience
- 5 years
Education
- Bachelor's degree
Languages
- German – Business Fluent
- English – Business Fluent
- Italian – Basic
Benefits
Flexible Working
- 1 day remote work flexibility
Not a perfect match?
- Wellington Management Europe GmbHFull-timeOn-siteSeniorFrankfurt am Main
- HarbourVest Partners (Ireland) Limited, Zweigniederlassung Deutschland
Manager, Marketing & Communications(m/w/x)
Full-timeOn-siteSeniorFrankfurt am Main - First Data GmbH
Manager, EMEA Compliance - Germany Outsourcing(m/w/x)
Full-timeOn-siteExperiencedBad Homburg vor der Höhe - CMC Markets Germany GmbH
Senior Marketing Specialist(m/w/x)
Full-timeTemporary contractOn-siteManagementFrankfurt am Main - 15300 WMEGmbh Wellington Management Europe GmbH
Werkstudium oder Praktikum, Compliance EMEA(m/w/x)
Full-timeInternshipOn-siteFrankfurt am Main
Senior Compliance Analyst, EMEA(m/w/x)
Reviewing fund marketing materials, including German content, for regional sales and distribution at a global independent investment management firm. 5+ years investment/financial services regulatory experience and 3+ years fund promotions experience required. 1 day remote flexibility.
Requirements
- 5+ years relevant experience (ideally compliance or product marketing) in investment/financial services firms
- 3+ years fund-related financial promotions and/or fund distribution experience
- Effective communication, influencing outcomes, mitigating regulatory risk
- Demonstrated career progression and commitment to professional development
- Commercial and growth mindset, solution-oriented balancing business/regulatory needs
- Ability to work under pressure, independently and as part of a team
- Fluency in German and English
- Italian language skills (a plus)
- Strong academic background, including university degree
Tasks
- Review fund marketing and brand promotional materials.
- Review German language marketing content.
- Provide daily advice to EMEA sales and marketing teams.
- Advise on marketing content and distribution requirements.
- Cover EMEA regions: EU, UK, Switzerland, Dubai.
- Support US and APAC marketing teams.
- Develop and maintain marketing guidelines.
- Develop and maintain Q&As and checklists.
- Develop and maintain country-specific marketing memos.
- Monitor and test marketing materials.
- Identify, assess, and communicate regulatory developments.
- Focus on financial promotions and fund marketing.
- Develop and deliver compliance training.
- Deliver training in-person and online.
- Provide compliance support to WME and branches.
- Manage regulatory filings.
- Manage regulatory audits and inspections.
Work Experience
- 5 years
Education
- Bachelor's degree
Languages
- German – Business Fluent
- English – Business Fluent
- Italian – Basic
Benefits
Flexible Working
- 1 day remote work flexibility
About the Company
WELLINGTON MANAGEMENT
Industry
FinancialServices
Description
Wellington Management offers comprehensive investment management capabilities across global capital markets, providing tailored solutions to institutional clients worldwide.
Not a perfect match?
- Wellington Management Europe GmbH
Senior Compliance Analyst, EMEA(m/w/x)
Full-timeOn-siteSeniorFrankfurt am Main - HarbourVest Partners (Ireland) Limited, Zweigniederlassung Deutschland
Manager, Marketing & Communications(m/w/x)
Full-timeOn-siteSeniorFrankfurt am Main - First Data GmbH
Manager, EMEA Compliance - Germany Outsourcing(m/w/x)
Full-timeOn-siteExperiencedBad Homburg vor der Höhe - CMC Markets Germany GmbH
Senior Marketing Specialist(m/w/x)
Full-timeTemporary contractOn-siteManagementFrankfurt am Main - 15300 WMEGmbh Wellington Management Europe GmbH
Werkstudium oder Praktikum, Compliance EMEA(m/w/x)
Full-timeInternshipOn-siteFrankfurt am Main