Rothschild & Co
Anti-Money-Laundering Officer / Compliance Officer(m/w/x)
Full-timeOn-siteNot specified
Frankfurt am Main
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RORothschild & Co
Compliance Co-ordinator(m/w/x)
Frankfurt am Main
Full-timeOn-site
Nejo AI Summary
Supporting compliance requirements at a global financial services group. Technical affinity with compliance systems required. Daily review of approval requests and gifts/entertainment management.
Requirements
- Technical affinity with compliance systems
Tasks
- Support effective implementation of compliance requirements
- Monitor adherence to internal and external laws
- Provide clear guidance on compliance procedures
- Review and decide on Compliance Approval Requests
- Manage gifts and entertainment requests
- Assess personal account dealing requests
- Evaluate outside business interests
- Handle conflicts of interest
- Ensure accurate recording of compliance data
- Maintain ClientConnect and Insider Lists
- Update MyComplianceOffice and SharePoint sites
- Identify and address potential compliance issues
- Contribute to continuous improvement of compliance processes
- Apply global standards in local operations
- Implement and embed Global Group Policies
- Coordinate with global Compliance colleagues
- Support conflict of interest management
- Identify and document conflicts of interest
- Escalate conflicts of interest as needed
- Support local AML framework
- Maintain AML processes and documentation
- Monitor staff compliance obligations
- Ensure completion of mandatory training
- Support compliance onboarding and offboarding
- Prepare Compliance Management Information reports
- Compile regular and ad-hoc compliance reports
- Administer GA Germany Legal & Compliance intranet
- Update GA Germany Legal & Compliance documentation
- Deliver compliance training sessions
- Conduct induction training for new joiners
Education
- High school diploma
Languages
- English – Business Fluent
Find the original job posting in its most current version here. Nejo automatically captured this job from the website of Rothschild & Co and processed the information on Nejo with the help of AI for you. Despite careful analysis, some information may be incomplete or inaccurate. Please always verify all details in the original posting! Content and copyrights of the original posting belong to the advertising company.
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RORothschild & Co
Compliance Co-ordinator(m/w/x)
Frankfurt am Main
Full-timeOn-site
Nejo AI Summary
Supporting compliance requirements at a global financial services group. Technical affinity with compliance systems required. Daily review of approval requests and gifts/entertainment management.
Requirements
- Technical affinity with compliance systems
Tasks
- Support effective implementation of compliance requirements
- Monitor adherence to internal and external laws
- Provide clear guidance on compliance procedures
- Review and decide on Compliance Approval Requests
- Manage gifts and entertainment requests
- Assess personal account dealing requests
- Evaluate outside business interests
- Handle conflicts of interest
- Ensure accurate recording of compliance data
- Maintain ClientConnect and Insider Lists
- Update MyComplianceOffice and SharePoint sites
- Identify and address potential compliance issues
- Contribute to continuous improvement of compliance processes
- Apply global standards in local operations
- Implement and embed Global Group Policies
- Coordinate with global Compliance colleagues
- Support conflict of interest management
- Identify and document conflicts of interest
- Escalate conflicts of interest as needed
- Support local AML framework
- Maintain AML processes and documentation
- Monitor staff compliance obligations
- Ensure completion of mandatory training
- Support compliance onboarding and offboarding
- Prepare Compliance Management Information reports
- Compile regular and ad-hoc compliance reports
- Administer GA Germany Legal & Compliance intranet
- Update GA Germany Legal & Compliance documentation
- Deliver compliance training sessions
- Conduct induction training for new joiners
Education
- High school diploma
Languages
- English – Business Fluent
Find the original job posting in its most current version here. Nejo automatically captured this job from the website of Rothschild & Co and processed the information on Nejo with the help of AI for you. Despite careful analysis, some information may be incomplete or inaccurate. Please always verify all details in the original posting! Content and copyrights of the original posting belong to the advertising company.
About the Company
Rothschild & Co
Industry
FinancialServices
Description
The company is a leading global financial services group with a history of over 200 years, providing distinct perspectives across various financial sectors.
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