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WE
Wellington Management
3d ago

Compliance Intern(m/w/x)

Frankfurt am Main
Full-timeInternshipWith Home Office

Description

In this role, you will support the company's EMEA compliance team by managing fund distribution standards and client transitions while ensuring regulatory excellence across more than 30 countries.

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Requirements

  • Basic understanding of compliance and regulatory standards
  • Strong organisational skills and attention to detail
  • Good analytical and problem-solving abilities
  • Effective communication skills
  • Interest in investment operations and financial services
  • Proficiency with Microsoft Office tools

Education

Currently in higher education
OR
Bachelor's degree

Tasks

  • Support EMEA sales compliance and cross-border distribution
  • Maintain governance, reporting, and compliance policies
  • Deliver compliance training and oversee client assets
  • Review marketing compliance for global fund ranges
  • Manage client classifications and suitability programs
  • Coordinate account opening documentation and market openings
  • Execute asset transfers and account restructures
  • Maintain account records and approve new setups
  • Coordinate fund launches and transition events
  • Act as a global expert for account setups
  • Reconcile transition management trade execution files
  • Develop client transition strategies with portfolio managers
  • Process daily cash flows and confirm bank transactions
  • Monitor industry and regulatory changes across jurisdictions

Tools & Technologies

Microsoft Office

Languages

EnglishBusiness Fluent

Benefits

Flexible Working

  • Flexible remote work

Other Benefits

  • Disability accommodation support
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