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Compliance Intern(m/w/x)
Supporting EMEA sales distribution and reviewing marketing for global fund ranges at an investment manager. Basic understanding of regulatory standards essential. Flexible remote work, disability accommodation support.
Requirements
- Basic understanding of compliance and regulatory standards
- Strong organisational skills and attention to detail
- Good analytical and problem-solving abilities
- Effective communication skills
- Interest in investment operations and financial services
- Proficiency with Microsoft Office tools
Tasks
- Support EMEA sales compliance and cross-border distribution
- Maintain governance, reporting, and compliance policies
- Deliver compliance training and oversee client assets
- Review marketing compliance for global fund ranges
- Manage client classifications and suitability programs
- Coordinate account opening documentation and market openings
- Execute asset transfers and account restructures
- Maintain account records and approve new setups
- Coordinate fund launches and transition events
- Act as a global expert for account setups
- Reconcile transition management trade execution files
- Develop client transition strategies with portfolio managers
- Process daily cash flows and confirm bank transactions
- Monitor industry and regulatory changes across jurisdictions
Education
- Currently in higher educationOR
- Bachelor's degree
Languages
- English – Business Fluent
Tools & Technologies
- Microsoft Office
Benefits
Flexible Working
- Flexible remote work
Other Benefits
- Disability accommodation support
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Compliance Intern(m/w/x)
Supporting EMEA sales distribution and reviewing marketing for global fund ranges at an investment manager. Basic understanding of regulatory standards essential. Flexible remote work, disability accommodation support.
Requirements
- Basic understanding of compliance and regulatory standards
- Strong organisational skills and attention to detail
- Good analytical and problem-solving abilities
- Effective communication skills
- Interest in investment operations and financial services
- Proficiency with Microsoft Office tools
Tasks
- Support EMEA sales compliance and cross-border distribution
- Maintain governance, reporting, and compliance policies
- Deliver compliance training and oversee client assets
- Review marketing compliance for global fund ranges
- Manage client classifications and suitability programs
- Coordinate account opening documentation and market openings
- Execute asset transfers and account restructures
- Maintain account records and approve new setups
- Coordinate fund launches and transition events
- Act as a global expert for account setups
- Reconcile transition management trade execution files
- Develop client transition strategies with portfolio managers
- Process daily cash flows and confirm bank transactions
- Monitor industry and regulatory changes across jurisdictions
Education
- Currently in higher educationOR
- Bachelor's degree
Languages
- English – Business Fluent
Tools & Technologies
- Microsoft Office
Benefits
Flexible Working
- Flexible remote work
Other Benefits
- Disability accommodation support
Like this job?
BetaYour Career Agent finds similar jobs for you every day.
About the Company
Wellington Management
Industry
FinancialServices
Description
The company offers comprehensive investment management capabilities across global capital markets, serving institutional clients in over 60 countries.
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