Morningstar Sustainalytics
Compliance Manager(m/w/x)
Full-timeWith HomeofficeSenior
Frankfurt am Main
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STState Street Bank International GmbH
Markets Compliance Officer Vice President(m/w/x)
Frankfurt am Main, München
Full-timeWith Home OfficeSenior
Nejo AI Summary
Advisory compliance for Markets product suite at a global asset manager. 10 years financial services experience required. Paid volunteer days offered.
Requirements
- 10 years' financial services experience
- Bachelor's degree, Masters, or legal studies
- Good regulatory understanding
- Strong understanding of policies and controls
- Excellent interpersonal skills
- Strong analytical and communication skills
- Independent and collaborative work aptitude
- Ability to make independent decisions
- Cross-functional project management experience
Tasks
- Deliver the advisory compliance program for assigned business units
- Identify and resolve risks impacting compliance program delivery
- Build strong relationships with compliance and business colleagues
- Execute complex tasks and analyses to support department goals
- Provide regulatory advice for the Markets product suite and marketing
- Assess the impact of new regulations on business operations
- Collaborate with business units to implement regulatory changes
- Engage in regulatory advocacy and industry discussions
- Analyze and interpret policies and regulations for specific units
- Challenge the business regarding regulatory adherence and corrective actions
- Escalate potential or actual breaches of regulatory requirements
- Assist in developing and implementing remedial actions
- Draft and maintain compliance policies, procedures, and training
- Cooperate with global markets, treasury, and credit finance teams
- Review new business initiatives and products for regulatory compliance
- Evaluate requests for proposal and marketing materials
- Prepare the business for regulatory and third-party examinations
- Lead direct interactions with regulators
Work Experience
- 10 years
Education
- Bachelor's degreeOR
- Master's degree
Languages
- English – Business Fluent
Tools & Technologies
- MaRisk
- MaComp
- MiFID
- MAR
Benefits
Flexible Working
- Hybrid work model
- Flexible work-life support
Career Advancement
- Inclusive development opportunities
Purpose-Driven Work
- Paid volunteer days
Informal Culture
- Vibrant employee networks
Find the original job posting in its most current version here. Nejo automatically captured this job from the website of State Street Bank International GmbH and processed the information on Nejo with the help of AI for you. Despite careful analysis, some information may be incomplete or inaccurate. Please always verify all details in the original posting! Content and copyrights of the original posting belong to the advertising company.
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Referent Kapitalmarkt-Compliance(m/w/x)
Full-timeWith HomeofficeExperiencedFrankfurt am Main
STState Street Bank International GmbH
Markets Compliance Officer Vice President(m/w/x)
Frankfurt am Main, München
Full-timeWith Home OfficeSenior
Nejo AI Summary
Advisory compliance for Markets product suite at a global asset manager. 10 years financial services experience required. Paid volunteer days offered.
Requirements
- 10 years' financial services experience
- Bachelor's degree, Masters, or legal studies
- Good regulatory understanding
- Strong understanding of policies and controls
- Excellent interpersonal skills
- Strong analytical and communication skills
- Independent and collaborative work aptitude
- Ability to make independent decisions
- Cross-functional project management experience
Tasks
- Deliver the advisory compliance program for assigned business units
- Identify and resolve risks impacting compliance program delivery
- Build strong relationships with compliance and business colleagues
- Execute complex tasks and analyses to support department goals
- Provide regulatory advice for the Markets product suite and marketing
- Assess the impact of new regulations on business operations
- Collaborate with business units to implement regulatory changes
- Engage in regulatory advocacy and industry discussions
- Analyze and interpret policies and regulations for specific units
- Challenge the business regarding regulatory adherence and corrective actions
- Escalate potential or actual breaches of regulatory requirements
- Assist in developing and implementing remedial actions
- Draft and maintain compliance policies, procedures, and training
- Cooperate with global markets, treasury, and credit finance teams
- Review new business initiatives and products for regulatory compliance
- Evaluate requests for proposal and marketing materials
- Prepare the business for regulatory and third-party examinations
- Lead direct interactions with regulators
Work Experience
- 10 years
Education
- Bachelor's degreeOR
- Master's degree
Languages
- English – Business Fluent
Tools & Technologies
- MaRisk
- MaComp
- MiFID
- MAR
Benefits
Flexible Working
- Hybrid work model
- Flexible work-life support
Career Advancement
- Inclusive development opportunities
Purpose-Driven Work
- Paid volunteer days
Informal Culture
- Vibrant employee networks
Find the original job posting in its most current version here. Nejo automatically captured this job from the website of State Street Bank International GmbH and processed the information on Nejo with the help of AI for you. Despite careful analysis, some information may be incomplete or inaccurate. Please always verify all details in the original posting! Content and copyrights of the original posting belong to the advertising company.
About the Company
State Street Bank International GmbH
Industry
FinancialServices
Description
State Street is one of the largest custodian banks, asset managers and asset intelligence companies in the world.
Not a perfect match?
- Morningstar Sustainalytics
Compliance Manager(m/w/x)
Full-timeWith HomeofficeSeniorFrankfurt am Main - State Street Bank International GmbH
Senior Expert Financial Crimes Compliance, Vice President(m/w/x)
Full-timeWith HomeofficeSeniorMünchen, Frankfurt am Main - State Street Bank International GmbH
MLRO Germany / Deputy SSBI Group MLRO, Vice President(m/w/x)
Full-timeWith HomeofficeSeniorMünchen, Frankfurt am Main - Morningstar Sustainalytics
Compliance Manager(m/w/x)
Full-timeWith HomeofficeManagementFrankfurt am Main - DZ PRIVATBANK
Referent Kapitalmarkt-Compliance(m/w/x)
Full-timeWith HomeofficeExperiencedFrankfurt am Main