Description

You will provide expert regulatory guidance and oversight for the markets and treasury divisions, ensuring complex business initiatives align with evolving global compliance standards.

Requirements

• •10 years' financial services experience
• •Bachelor's degree, Masters, or legal studies
• •Good regulatory understanding
• •Strong understanding of policies and controls
• •Excellent interpersonal skills
• •Strong analytical and communication skills
• •Independent and collaborative work aptitude
• •Ability to make independent decisions
• •Cross-functional project management experience

Tasks

• •Deliver the advisory compliance program for assigned business units
• •Identify and resolve risks impacting compliance program delivery
• •Build strong relationships with compliance and business colleagues
• •Execute complex tasks and analyses to support department goals
• •Provide regulatory advice for the Markets product suite and marketing
• •Assess the impact of new regulations on business operations
• •Collaborate with business units to implement regulatory changes
• •Engage in regulatory advocacy and industry discussions
• •Analyze and interpret policies and regulations for specific units
• •Challenge the business regarding regulatory adherence and corrective actions
• •Escalate potential or actual breaches of regulatory requirements
• •Assist in developing and implementing remedial actions
• •Draft and maintain compliance policies, procedures, and training
• •Cooperate with global markets, treasury, and credit finance teams
• •Review new business initiatives and products for regulatory compliance
• •Evaluate requests for proposal and marketing materials
• •Prepare the business for regulatory and third-party examinations
• •Lead direct interactions with regulators

Tools & Technologies

Benefits