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Compliance Intern(m/w/x)
Supporting EMEA sales compliance for global funds and institutional marketing at an investment manager. Basic understanding of compliance and regulatory standards needed. Global exposure to institutional clients, flexible remote work.
Requirements
- Basic understanding of compliance and regulatory standards
- Strong organisational skills and attention to detail
- Good analytical and problem-solving abilities
- Effective communication skills
- Interest in investment operations and financial services
- Proficiency with Microsoft Office tools
Tasks
- Support EMEA sales with cross-border distribution and sales practices
- Maintain governance, reporting, and compliance policies
- Manage compliance training and client asset oversight
- Review marketing materials for global funds and institutional marketing
- Oversee client classifications and suitability within the EMEA platform
- Coordinate account opening documentation and market openings
- Execute investor asset transfers and account restructures
- Maintain account records and approve new setups
- Coordinate fund launches, closures, and transition events
- Provide global expertise and training for account setups
- Reconcile transition management trade execution files
- Develop client transition strategies with portfolio and trading teams
- Monitor daily cash flows and confirm transactions with custodians
- Track industry and regulatory changes across multiple jurisdictions
Education
- Currently in higher educationOR
- Bachelor's degree
Languages
- English – Business Fluent
Tools & Technologies
- Microsoft Office
Benefits
Other Benefits
- Equal opportunity employer
- Disability accommodation
Flexible Working
- Flexible remote work
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Compliance Intern(m/w/x)
Supporting EMEA sales compliance for global funds and institutional marketing at an investment manager. Basic understanding of compliance and regulatory standards needed. Global exposure to institutional clients, flexible remote work.
Requirements
- Basic understanding of compliance and regulatory standards
- Strong organisational skills and attention to detail
- Good analytical and problem-solving abilities
- Effective communication skills
- Interest in investment operations and financial services
- Proficiency with Microsoft Office tools
Tasks
- Support EMEA sales with cross-border distribution and sales practices
- Maintain governance, reporting, and compliance policies
- Manage compliance training and client asset oversight
- Review marketing materials for global funds and institutional marketing
- Oversee client classifications and suitability within the EMEA platform
- Coordinate account opening documentation and market openings
- Execute investor asset transfers and account restructures
- Maintain account records and approve new setups
- Coordinate fund launches, closures, and transition events
- Provide global expertise and training for account setups
- Reconcile transition management trade execution files
- Develop client transition strategies with portfolio and trading teams
- Monitor daily cash flows and confirm transactions with custodians
- Track industry and regulatory changes across multiple jurisdictions
Education
- Currently in higher educationOR
- Bachelor's degree
Languages
- English – Business Fluent
Tools & Technologies
- Microsoft Office
Benefits
Other Benefits
- Equal opportunity employer
- Disability accommodation
Flexible Working
- Flexible remote work
About the Company
WELLINGTON MANAGEMENT
Industry
FinancialServices
Description
Wellington Management offers comprehensive investment management capabilities across global capital markets, providing tailored solutions to institutional clients worldwide.
Not a perfect match?
- Wellington Management
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