Skip to content
New Job?Nejo!

The AI Job Search Engine

WE
WELLINGTON MANAGEMENT
2d ago

Compliance Intern(m/w/x)

Frankfurt am Main
Full-timeInternshipWith Home Office

Description

You will play a vital role in the Frankfurt compliance team, ensuring regulatory standards are met while managing everything from fund launches to complex client transition strategies.

Let AI find the perfect jobs for you!

Upload your CV and Nejo AI will find matching job offers for you.

Requirements

  • Basic understanding of compliance and regulatory standards
  • Strong organisational skills and attention to detail
  • Good analytical and problem-solving abilities
  • Effective communication skills
  • Interest in investment operations and financial services
  • Proficiency with Microsoft Office tools

Education

Currently in higher education
OR
Bachelor's degree

Tasks

  • Support EMEA sales with cross-border distribution and sales practices
  • Maintain governance, reporting, and compliance policies
  • Manage compliance training and client asset oversight
  • Review marketing materials for global funds and institutional marketing
  • Oversee client classifications and suitability within the EMEA platform
  • Coordinate account opening documentation and market openings
  • Execute investor asset transfers and account restructures
  • Maintain account records and approve new setups
  • Coordinate fund launches, closures, and transition events
  • Provide global expertise and training for account setups
  • Reconcile transition management trade execution files
  • Develop client transition strategies with portfolio and trading teams
  • Monitor daily cash flows and confirm transactions with custodians
  • Track industry and regulatory changes across multiple jurisdictions

Tools & Technologies

Microsoft Office

Languages

EnglishBusiness Fluent

Benefits

Other Benefits

  • Equal opportunity employer
  • Disability accommodation

Flexible Working

  • Flexible remote work
Find the original job posting in its most current version here. Nejo automatically captured this job from the website of WELLINGTON MANAGEMENT and processed the information on Nejo with the help of AI for you. Despite careful analysis, some information may be incomplete or inaccurate. Please always verify all details in the original posting! Content and copyrights of the original posting belong to the advertising company.
Not a perfect match?
100+ Similar Jobs in Frankfurt am Main
  • Wellington Management

    Compliance Intern(m/w/x)

    Full-timeInternshipWith Homeoffice
    Frankfurt am Main
  • Morningstar Sustainalytics

    Compliance Manager(m/w/x)

    Full-timeWith HomeofficeSenior
    Frankfurt am Main
  • Morningstar Sustainalytics

    Compliance Manager(m/w/x)

    Full-timeWith HomeofficeManagement
    Frankfurt am Main
  • State Street Bank International GmbH

    Senior Investment Compliance Analyst(m/w/x)

    Full-timeWith HomeofficeSenior
    Frankfurt am Main
  • FERI AG

    Specialist Regulatory Compliance - Sustainable Development Solutions(m/w/x)

    Full-timeWith HomeofficeJunior
    Bad Homburg vor der Höhe
100+ View all similar jobs