Die KI-Suchmaschine für Jobs
Compliance Intern(m/w/x)
Beschreibung
You will play a vital role in the Frankfurt compliance team, ensuring regulatory standards are met while managing everything from fund launches to complex client transition strategies.
Lass KI die perfekten Jobs für dich finden!
Lade deinen CV hoch und die Nejo-KI findet passende Stellenangebote für dich.
Anforderungen
- •Basic understanding of compliance and regulatory standards
- •Strong organisational skills and attention to detail
- •Good analytical and problem-solving abilities
- •Effective communication skills
- •Interest in investment operations and financial services
- •Proficiency with Microsoft Office tools
Ausbildung
Aufgaben
- •Support EMEA sales with cross-border distribution and sales practices
- •Maintain governance, reporting, and compliance policies
- •Manage compliance training and client asset oversight
- •Review marketing materials for global funds and institutional marketing
- •Oversee client classifications and suitability within the EMEA platform
- •Coordinate account opening documentation and market openings
- •Execute investor asset transfers and account restructures
- •Maintain account records and approve new setups
- •Coordinate fund launches, closures, and transition events
- •Provide global expertise and training for account setups
- •Reconcile transition management trade execution files
- •Develop client transition strategies with portfolio and trading teams
- •Monitor daily cash flows and confirm transactions with custodians
- •Track industry and regulatory changes across multiple jurisdictions
Tools & Technologien
Sprachen
Englisch – verhandlungssicher
Benefits
Sonstige Vorteile
- •Equal opportunity employer
- •Disability accommodation
Flexibles Arbeiten
- •Flexible remote work
- Wellington ManagementVollzeitPraktikummit HomeofficeFrankfurt am Main
- Morningstar Sustainalytics
Compliance Manager(m/w/x)
Vollzeitmit HomeofficeSeniorFrankfurt am Main - Morningstar Sustainalytics
Compliance Manager(m/w/x)
Vollzeitmit HomeofficeManagementFrankfurt am Main - FERI AG
Specialist Regulatory Compliance - Sustainable Development Solutions(m/w/x)
Vollzeitmit HomeofficeJuniorBad Homburg vor der Höhe - State Street Bank International GmbH
Senior Investment Compliance Analyst(m/w/x)
Vollzeitmit HomeofficeSeniorFrankfurt am Main
Compliance Intern(m/w/x)
Die KI-Suchmaschine für Jobs
Beschreibung
You will play a vital role in the Frankfurt compliance team, ensuring regulatory standards are met while managing everything from fund launches to complex client transition strategies.
Lass KI die perfekten Jobs für dich finden!
Lade deinen CV hoch und die Nejo-KI findet passende Stellenangebote für dich.
Anforderungen
- •Basic understanding of compliance and regulatory standards
- •Strong organisational skills and attention to detail
- •Good analytical and problem-solving abilities
- •Effective communication skills
- •Interest in investment operations and financial services
- •Proficiency with Microsoft Office tools
Ausbildung
Aufgaben
- •Support EMEA sales with cross-border distribution and sales practices
- •Maintain governance, reporting, and compliance policies
- •Manage compliance training and client asset oversight
- •Review marketing materials for global funds and institutional marketing
- •Oversee client classifications and suitability within the EMEA platform
- •Coordinate account opening documentation and market openings
- •Execute investor asset transfers and account restructures
- •Maintain account records and approve new setups
- •Coordinate fund launches, closures, and transition events
- •Provide global expertise and training for account setups
- •Reconcile transition management trade execution files
- •Develop client transition strategies with portfolio and trading teams
- •Monitor daily cash flows and confirm transactions with custodians
- •Track industry and regulatory changes across multiple jurisdictions
Tools & Technologien
Sprachen
Englisch – verhandlungssicher
Benefits
Sonstige Vorteile
- •Equal opportunity employer
- •Disability accommodation
Flexibles Arbeiten
- •Flexible remote work
Über das Unternehmen
WELLINGTON MANAGEMENT
Branche
FinancialServices
Beschreibung
Wellington Management offers comprehensive investment management capabilities across global capital markets, providing tailored solutions to institutional clients worldwide.
- Wellington Management
Compliance Intern(m/w/x)
VollzeitPraktikummit HomeofficeFrankfurt am Main - Morningstar Sustainalytics
Compliance Manager(m/w/x)
Vollzeitmit HomeofficeSeniorFrankfurt am Main - Morningstar Sustainalytics
Compliance Manager(m/w/x)
Vollzeitmit HomeofficeManagementFrankfurt am Main - FERI AG
Specialist Regulatory Compliance - Sustainable Development Solutions(m/w/x)
Vollzeitmit HomeofficeJuniorBad Homburg vor der Höhe - State Street Bank International GmbH
Senior Investment Compliance Analyst(m/w/x)
Vollzeitmit HomeofficeSeniorFrankfurt am Main