Morningstar Sustainalytics
Compliance Manager(m/w/x)
Vollzeitmit HomeofficeManagement
Frankfurt am Main
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MOMorningstar Sustainalytics
Compliance Manager(m/w/x)
Frankfurt am Main
Vollzeitmit HomeofficeSenior
Nejo KI-Zusammenfassung
Drafting regulatory reports for European authorities and managing examination prep at an investment firm. Experience interacting with EU regulatory bodies and managing compliance teams required. Direct CCO support for new business process compliance.
Anforderungen
- Significant experience in compliance or regulatory control processes
- Experience interacting with regulatory inquiries, ideally with EU regulatory bodies
- Experience in designing and implementing compliance policies and procedures
- Experience managing compliance teams
- Advanced communication skills to report regulatory compliance information
- Strong analytical and investigative skills
- Understanding of ESG risk rating business, advantageous
- Degree in law or similar discipline, a plus
Aufgaben
- Manage regulatory examination preparations and conduct
- Draft compliance reports for European regulatory authorities
- Report compliance issues and risks to the CCO
- Foster relationships with ESMA and internal control functions
- Support the CCO in implementing compliance for new business processes
- Assist in overseeing compliance program alignment with regulations
- Provide guidance on conduct and compliance matters
- Identify compliance vulnerabilities based on review findings
- Enhance procedures for reporting and investigating compliance incidents
- Maintain records of violation reports and actions taken
- Share best practices and expertise within the Compliance team
- Assist in developing and delivering compliance training materials
- Contribute to the improvement of global compliance programs
- Maintain compliance files and records
- Implement policies for the global compliance program operation
Berufserfahrung
- 6 Jahre
Ausbildung
- Bachelor-Abschluss
Sprachen
- Englisch – verhandlungssicher
Die Originalanzeige dieses Stellenangebotes in der aktuellsten Version findest du hier. Nejo hat diesen Job automatisch von der Website des Unternehmens Morningstar Sustainalytics erfasst und die Informationen auf Nejo mit Hilfe von KI für dich aufbereitet. Trotz sorgfältiger Analyse können einzelne Informationen unvollständig oder ungenau sein. Bitte prüfe immer alle Angaben in der Originalanzeige! Inhalte und Urheberrechte der Originalanzeige liegen beim ausschreibenden Unternehmen.
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MOMorningstar Sustainalytics
Compliance Manager(m/w/x)
Frankfurt am Main
Vollzeitmit HomeofficeSenior
Nejo KI-Zusammenfassung
Drafting regulatory reports for European authorities and managing examination prep at an investment firm. Experience interacting with EU regulatory bodies and managing compliance teams required. Direct CCO support for new business process compliance.
Anforderungen
- Significant experience in compliance or regulatory control processes
- Experience interacting with regulatory inquiries, ideally with EU regulatory bodies
- Experience in designing and implementing compliance policies and procedures
- Experience managing compliance teams
- Advanced communication skills to report regulatory compliance information
- Strong analytical and investigative skills
- Understanding of ESG risk rating business, advantageous
- Degree in law or similar discipline, a plus
Aufgaben
- Manage regulatory examination preparations and conduct
- Draft compliance reports for European regulatory authorities
- Report compliance issues and risks to the CCO
- Foster relationships with ESMA and internal control functions
- Support the CCO in implementing compliance for new business processes
- Assist in overseeing compliance program alignment with regulations
- Provide guidance on conduct and compliance matters
- Identify compliance vulnerabilities based on review findings
- Enhance procedures for reporting and investigating compliance incidents
- Maintain records of violation reports and actions taken
- Share best practices and expertise within the Compliance team
- Assist in developing and delivering compliance training materials
- Contribute to the improvement of global compliance programs
- Maintain compliance files and records
- Implement policies for the global compliance program operation
Berufserfahrung
- 6 Jahre
Ausbildung
- Bachelor-Abschluss
Sprachen
- Englisch – verhandlungssicher
Die Originalanzeige dieses Stellenangebotes in der aktuellsten Version findest du hier. Nejo hat diesen Job automatisch von der Website des Unternehmens Morningstar Sustainalytics erfasst und die Informationen auf Nejo mit Hilfe von KI für dich aufbereitet. Trotz sorgfältiger Analyse können einzelne Informationen unvollständig oder ungenau sein. Bitte prüfe immer alle Angaben in der Originalanzeige! Inhalte und Urheberrechte der Originalanzeige liegen beim ausschreibenden Unternehmen.
Über das Unternehmen
Morningstar Sustainalytics
Branche
Consulting
Beschreibung
The company empowers investor success through strategic and regulatory compliance.
Noch nicht perfekt?
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