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ERErste Group

Markets Compliance Officer(m/w/x)

Wien
from 49,772.8 / year
Full-timeOn-siteExperienced

Compliance control for MiFID/WAG, MAR, PAD, developing frameworks across Austria and CEE. Solid capital markets product understanding and regulatory background required. Work at large banking group in CEE, with cross-country harmonization focus.

Requirements

  • Professional experience or strong interest in markets/compliance topics (MiFID/MAR/WAG) or related control areas
  • Professional background in compliance, capital markets, law, audit, or other regulatory environments
  • Solid understanding of capital markets products
  • Strong interest in compliance-related IT and systems (workflows, tools, data quality, testing, documentation)
  • Reliable, structured, accurate, and solution-oriented working style
  • Strong communication skills
  • Very good English skills
  • Basic German skills
  • Comfort working with international teams across Austria and CEE

Tasks

  • Perform compliance control activities for MiFID/WAG, MAR, PAD
  • Coordinate compliance control activities for MiFID/WAG, MAR, PAD
  • Manage compliance related to conflicts of interest
  • Develop and harmonize control frameworks across Austria and CEE
  • Develop and harmonize documentation standards across Austria and CEE
  • Develop and harmonize reporting across Austria and CEE
  • Act as a key contact for local compliance teams
  • Act as a key contact for selected business stakeholders
  • Collaborate with first-line and IT on data quality
  • Collaborate with first-line and IT on process improvements
  • Collaborate with first-line and IT on system requirements
  • Collaborate with first-line and IT on testing
  • Support reviews and assessments
  • Create presentations
  • Create guidance materials
  • Create training content

Work Experience

  • approx. 1 - 4 years

Education

  • Bachelor's degreeOR
  • Master's degree

Languages

  • EnglishBusiness Fluent
  • GermanBasic
Find the original job posting in its most current version here. Nejo automatically captured this job from the website of Erste Group and processed the information on Nejo with the help of AI for you. Despite careful analysis, some information may be incomplete or inaccurate. Please always verify all details in the original posting! Content and copyrights of the original posting belong to the advertising company.

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