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Junior Compliance Officer(m/w/x)
Monitoring investment products and processes for BaFin regulations. German and English C1 proficiency required. 4-day work week, company car for private use.
Requirements
- Full professional proficiency in German (C1)
- Full professional proficiency in English (C1)
- Experience in compliance (financial services or investment sector)
- Degree in Law, Finance, or related discipline, or equivalent qualification
- Strong interest in regulatory compliance and financial services industry
- Excellent communication and interpersonal skills
- Ability to work well under pressure, adapt quickly, and learn on the job
Tasks
- Support daily compliance activities for BaFin regulations
- Monitor investment products and processes
- Prepare Compliance Monitoring Program reports
- Collect data for the CMP
- Follow up on CMP findings
- Provide compliance input on new products
- Provide compliance input on upcoming services
- Participate in cross-functional compliance projects
- Support regulatory change implementation
- Review high-risk financial promotions
- Review complex financial promotions
- Help maintain compliance policies
- Help maintain compliance procedures
- Ensure effective policy implementation
Education
- Vocational certificationOR
- Bachelor's degree
Languages
- German – Business Fluent
- English – Business Fluent
Benefits
Competitive Pay
- Generous remuneration package
Career Advancement
- Growth opportunities
Purpose-Driven Work
- Impactful work
Informal Culture
- Smart colleagues
- Appreciative environment
Other Benefits
- Talent appreciation
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Junior Compliance Officer(m/w/x)
Monitoring investment products and processes for BaFin regulations. German and English C1 proficiency required. 4-day work week, company car for private use.
Requirements
- Full professional proficiency in German (C1)
- Full professional proficiency in English (C1)
- Experience in compliance (financial services or investment sector)
- Degree in Law, Finance, or related discipline, or equivalent qualification
- Strong interest in regulatory compliance and financial services industry
- Excellent communication and interpersonal skills
- Ability to work well under pressure, adapt quickly, and learn on the job
Tasks
- Support daily compliance activities for BaFin regulations
- Monitor investment products and processes
- Prepare Compliance Monitoring Program reports
- Collect data for the CMP
- Follow up on CMP findings
- Provide compliance input on new products
- Provide compliance input on upcoming services
- Participate in cross-functional compliance projects
- Support regulatory change implementation
- Review high-risk financial promotions
- Review complex financial promotions
- Help maintain compliance policies
- Help maintain compliance procedures
- Ensure effective policy implementation
Education
- Vocational certificationOR
- Bachelor's degree
Languages
- German – Business Fluent
- English – Business Fluent
Benefits
Competitive Pay
- Generous remuneration package
Career Advancement
- Growth opportunities
Purpose-Driven Work
- Impactful work
Informal Culture
- Smart colleagues
- Appreciative environment
Other Benefits
- Talent appreciation
Like this job?
BetaYour Career Agent finds similar jobs for you every day.
About the Company
Trading 212
Industry
FinancialServices
Description
The company reinvents how trading and investing work by creating exceptional products people love.
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