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Compliance Manager, Assistant Vice President(m/w/x)
Integrating MaRisk and other embedded compliance requirements for institutional investors. Expertise in financial services compliance risk management required. Hybrid work, flexible hours, pension plan.
Requirements
- Expertise in Compliance risk management in financial services
- Understanding of MaRisk regulatory obligations
- Knowledge of non-core Compliance areas
- Strong knowledge of MaRisk regulatory requirements
- Experience advising on MaRisk regulatory requirements
- Solid background in Compliance, Audit, or Business Control
- Expertise in ESG regulation
- Expertise in compliance risk management and monitoring/testing
- Strong critical thinking skills
- Strong interpersonal skills
- Strong presentation skills
- Ability to communicate with all levels
- Ability to influence all levels
- High degree of initiative
- Proven ability to work independently
- Adaptability to evolving tasks and deadlines
- Strong organizational skills
- Strong time management skills
- Understanding of competing priorities
- Finding efficiency opportunities in regulatory change
- MA/ MSc/ BA/ BS or equivalent experience
- Minimum 5-8 years relevant work experience
- Experience in risk, compliance, legal, or audit functions
- Strong knowledge of IT area and regulation
- Excellent critical thinking skills
- Ability to communicate with management
- Ability to influence management
- Excellent interpersonal skills
- Excellent communication skills (written and verbal)
- Excellent presentation skills
- Excellent project management skills
- Excellent organizational skills
- Strong customer focus
Tasks
- Support maintenance of comprehensive regulatory database
- Identify and integrate MaRisk and other embedded Compliance requirements
- Advise on ECR regulatory requirements and regulators' expectations
- Assess ECR-related risks for the Bank’s organization and activities
- Provide interpretative guidance on internal policy and procedure adaptation
- Execute monitoring and testing to identify control deficiencies
- Recommend risk mitigation actions
- Support regulatory risk assessments and evaluations
- Advise on regulatory requirements for periodic disclosures
- Resolve regulatory issues related to ECR topics
- Ensure accuracy of accountabilities and adherence to policies
- Develop and maintain knowledge of ECR regulatory obligations
- Stay updated on industry best practices and SSBI products
- Support development and revision of Compliance manuals and procedures
- Liaise with global Compliance colleagues to share and complete deliverables
Work Experience
- 5 - 8 years
Education
- Bachelor's degreeOR
- Master's degree
Languages
- English – Business Fluent
Benefits
Flexible Working
- Hybrid work model
- Flexible working time
- Work from home days possible
- Flexible work-life support
Retirement Plans
- Pension plan
Healthcare & Fitness
- Wellbeing and health programs
Mental Health Support
- Employee Assistance Program
Family Support
- PME Family Service
Other Benefits
- Group accident insurance
- Structured performance management
Mentorship & Coaching
- Mentoring program
Career Advancement
- Regular performance reviews
- Inclusive development opportunities
Learning & Development
- Personal development possibilities
- Extensive web-based training catalogue
- Free German and English classes
Social Impact
- Global Inclusion programs
- Global Outreach programs
- Corporate Citizenship programs
Informal Culture
- Dynamic, diverse, international, and multicultural environment
- English company language
- Vibrant employee networks
Purpose-Driven Work
- Paid volunteer days
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Compliance Manager, Assistant Vice President(m/w/x)
Integrating MaRisk and other embedded compliance requirements for institutional investors. Expertise in financial services compliance risk management required. Hybrid work, flexible hours, pension plan.
Requirements
- Expertise in Compliance risk management in financial services
- Understanding of MaRisk regulatory obligations
- Knowledge of non-core Compliance areas
- Strong knowledge of MaRisk regulatory requirements
- Experience advising on MaRisk regulatory requirements
- Solid background in Compliance, Audit, or Business Control
- Expertise in ESG regulation
- Expertise in compliance risk management and monitoring/testing
- Strong critical thinking skills
- Strong interpersonal skills
- Strong presentation skills
- Ability to communicate with all levels
- Ability to influence all levels
- High degree of initiative
- Proven ability to work independently
- Adaptability to evolving tasks and deadlines
- Strong organizational skills
- Strong time management skills
- Understanding of competing priorities
- Finding efficiency opportunities in regulatory change
- MA/ MSc/ BA/ BS or equivalent experience
- Minimum 5-8 years relevant work experience
- Experience in risk, compliance, legal, or audit functions
- Strong knowledge of IT area and regulation
- Excellent critical thinking skills
- Ability to communicate with management
- Ability to influence management
- Excellent interpersonal skills
- Excellent communication skills (written and verbal)
- Excellent presentation skills
- Excellent project management skills
- Excellent organizational skills
- Strong customer focus
Tasks
- Support maintenance of comprehensive regulatory database
- Identify and integrate MaRisk and other embedded Compliance requirements
- Advise on ECR regulatory requirements and regulators' expectations
- Assess ECR-related risks for the Bank’s organization and activities
- Provide interpretative guidance on internal policy and procedure adaptation
- Execute monitoring and testing to identify control deficiencies
- Recommend risk mitigation actions
- Support regulatory risk assessments and evaluations
- Advise on regulatory requirements for periodic disclosures
- Resolve regulatory issues related to ECR topics
- Ensure accuracy of accountabilities and adherence to policies
- Develop and maintain knowledge of ECR regulatory obligations
- Stay updated on industry best practices and SSBI products
- Support development and revision of Compliance manuals and procedures
- Liaise with global Compliance colleagues to share and complete deliverables
Work Experience
- 5 - 8 years
Education
- Bachelor's degreeOR
- Master's degree
Languages
- English – Business Fluent
Benefits
Flexible Working
- Hybrid work model
- Flexible working time
- Work from home days possible
- Flexible work-life support
Retirement Plans
- Pension plan
Healthcare & Fitness
- Wellbeing and health programs
Mental Health Support
- Employee Assistance Program
Family Support
- PME Family Service
Other Benefits
- Group accident insurance
- Structured performance management
Mentorship & Coaching
- Mentoring program
Career Advancement
- Regular performance reviews
- Inclusive development opportunities
Learning & Development
- Personal development possibilities
- Extensive web-based training catalogue
- Free German and English classes
Social Impact
- Global Inclusion programs
- Global Outreach programs
- Corporate Citizenship programs
Informal Culture
- Dynamic, diverse, international, and multicultural environment
- English company language
- Vibrant employee networks
Purpose-Driven Work
- Paid volunteer days
About the Company
State Street Bank International GmbH
Industry
FinancialServices
Description
State Street is one of the largest custodian banks, asset managers and asset intelligence companies in the world.
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