Morningstar Sustainalytics
Compliance Manager(m/w/x)
Full-timeWith HomeofficeSenior
Frankfurt am Main
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BABarclays
Compliance Analyst(m/w/x)
Frankfurt am Main
Full-timeWith Home OfficeManagement
Nejo AI Summary
Investigating market abuse and financial crime for a financial services firm. In-depth technical knowledge and expertise required. Work closely with business teams and stakeholders.
Requirements
- In-depth technical knowledge and expertise
- Thorough understanding of underlying principles and concepts
- Demonstrate Barclays Values (Respect, Integrity, Service, Excellence, Stewardship)
- Demonstrate Barclays Mindset (Empower, Challenge, Drive)
- Graduate with career interest in financial regulation and compliance
- Graduate with career interest in conduct related risk management
- Experience in compliance team
- Risk and controls skills
- Change and transformation skills
- Business acumen skills
- Strategic thinking skills
- Digital and technology skills
- Job-specific technical skills
Tasks
- Provide data-led oversight on business and compliance matters
- Work closely with business teams and stakeholders
- Support and enhance compliance culture
- Identify and assess compliance risks through thorough reviews
- Investigate potential market abuse and financial crime
- Conduct investigations of compliance risk events or breaches
- Oversee and challenge corrective actions and preventative measures
- Implement compliance policies and procedures
- Collaborate with 1LOD, Compliance teams, and legal functions
- Identify and investigate potential money laundering and terrorist financing
- Perform prescribed activities to a high standard
- Drive continuous improvement
- Lead and supervise a team
- Guide and support professional development
- Allocate work requirements and coordinate team resources
- Demonstrate leadership behaviors (Listen, Energise, Align, Develop)
- Develop technical expertise in work area
- Impact related teams within the area
- Partner with other functions and business areas
- Take responsibility for team’s operational processing
- Escalate policy and procedure breaches
- Embed new policies and procedures
- Advise and influence decision making
- Manage risk and strengthen controls
- Deliver work in line with regulations
- Maintain understanding of sub-function integration
- Contribute to organizational objectives
- Make evaluative judgments based on factual information
- Resolve problems through technical experience
- Guide and persuade team members
- Communicate complex information
- Act as contact point for external stakeholders
- Evaluate and manage compliance risks
- Apply data analytics for assurance activities
- Build and maintain stakeholder relationships
- Understand compliance risk and regulations
- Contribute to team-based initiatives
- Support project delivery
- Provide advisory services on regulation
- Develop deep understanding of compliance risk management
- Demonstrate critical skills in risk, change, and technology
Work Experience
- approx. 1 - 4 years
Education
- Bachelor's degree
Languages
- English – Fluent
- German – Fluent
Find the original job posting in its most current version here. Nejo automatically captured this job from the website of Barclays and processed the information on Nejo with the help of AI for you. Despite careful analysis, some information may be incomplete or inaccurate. Please always verify all details in the original posting! Content and copyrights of the original posting belong to the advertising company.
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BABarclays
Compliance Analyst(m/w/x)
Frankfurt am Main
Full-timeWith Home OfficeManagement
Nejo AI Summary
Investigating market abuse and financial crime for a financial services firm. In-depth technical knowledge and expertise required. Work closely with business teams and stakeholders.
Requirements
- In-depth technical knowledge and expertise
- Thorough understanding of underlying principles and concepts
- Demonstrate Barclays Values (Respect, Integrity, Service, Excellence, Stewardship)
- Demonstrate Barclays Mindset (Empower, Challenge, Drive)
- Graduate with career interest in financial regulation and compliance
- Graduate with career interest in conduct related risk management
- Experience in compliance team
- Risk and controls skills
- Change and transformation skills
- Business acumen skills
- Strategic thinking skills
- Digital and technology skills
- Job-specific technical skills
Tasks
- Provide data-led oversight on business and compliance matters
- Work closely with business teams and stakeholders
- Support and enhance compliance culture
- Identify and assess compliance risks through thorough reviews
- Investigate potential market abuse and financial crime
- Conduct investigations of compliance risk events or breaches
- Oversee and challenge corrective actions and preventative measures
- Implement compliance policies and procedures
- Collaborate with 1LOD, Compliance teams, and legal functions
- Identify and investigate potential money laundering and terrorist financing
- Perform prescribed activities to a high standard
- Drive continuous improvement
- Lead and supervise a team
- Guide and support professional development
- Allocate work requirements and coordinate team resources
- Demonstrate leadership behaviors (Listen, Energise, Align, Develop)
- Develop technical expertise in work area
- Impact related teams within the area
- Partner with other functions and business areas
- Take responsibility for team’s operational processing
- Escalate policy and procedure breaches
- Embed new policies and procedures
- Advise and influence decision making
- Manage risk and strengthen controls
- Deliver work in line with regulations
- Maintain understanding of sub-function integration
- Contribute to organizational objectives
- Make evaluative judgments based on factual information
- Resolve problems through technical experience
- Guide and persuade team members
- Communicate complex information
- Act as contact point for external stakeholders
- Evaluate and manage compliance risks
- Apply data analytics for assurance activities
- Build and maintain stakeholder relationships
- Understand compliance risk and regulations
- Contribute to team-based initiatives
- Support project delivery
- Provide advisory services on regulation
- Develop deep understanding of compliance risk management
- Demonstrate critical skills in risk, change, and technology
Work Experience
- approx. 1 - 4 years
Education
- Bachelor's degree
Languages
- English – Fluent
- German – Fluent
Find the original job posting in its most current version here. Nejo automatically captured this job from the website of Barclays and processed the information on Nejo with the help of AI for you. Despite careful analysis, some information may be incomplete or inaccurate. Please always verify all details in the original posting! Content and copyrights of the original posting belong to the advertising company.
About the Company
Barclays
Industry
FinancialServices
Description
The company offers lending, trade finance, cash management, liquidity, digital banking, and hedging solutions to clients.
Not a perfect match?
- Morningstar Sustainalytics
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Full-timeWith HomeofficeSeniorFrankfurt am Main - State Street Bank International GmbH
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Full-timeWith HomeofficeSeniorFrankfurt am Main, München - GE2 Banco Santander, S.A. (Branch Frankfurt)
1LoD Europe Financial Crime Quality – TDFC EUROPE(m/w/x)
Full-timeWith HomeofficeSeniorFrankfurt am Main - Morningstar Sustainalytics
Compliance Manager(m/w/x)
Full-timeWith HomeofficeManagementFrankfurt am Main - State Street Bank International GmbH
Senior Expert Financial Crimes Compliance, Vice President(m/w/x)
Full-timeWith HomeofficeSeniorMünchen, Frankfurt am Main