Bank J. Safra Sarasin
Senior Compliance Officer(m/w/x)
Full-timeOn-siteSenior
Zürich
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BLBlueOrchard
Legal and Compliance Officer(m/w/x)
Zürich
Full-timeOn-siteSenior
Nejo AI Summary
Compliance advice for Swiss and cross-border asset management at a global impact investment firm. Monitoring regulatory developments including FINSA, FINIA, CISA. Legal qualification with specialized asset management compliance experience and 5+ years in financial services required. Work within a mission-driven global impact investment firm.
Requirements
- Legal qualification with specialized asset management legal and compliance experience
- Solid knowledge of Swiss and European regulatory frameworks
- At least 5 years' professional experience in asset management and/or financial services
- Minimum 3 years' experience in a Compliance role
- Excellent written and verbal English communication skills
- Excellent written and verbal German communication skills
- Keen interest in asset management business
- Experienced understanding of legal, regulatory, and risk environment
- Proven ability to interpret and implement complex regulatory requirements
- Professionalism, sound judgement, and integrity in international setting
- Strong interpersonal and stakeholder-management skills
- Ability to establish effective business relationships
- Solid analytical skills
- Attention to detail
- Structured, solutions-oriented approach
- Willingness to live and work in Zurich, Switzerland
- Valid Swiss work permit
Tasks
- Provide compliance advice and support to business and management
- Advise on Swiss and cross-border asset management compliance
- Advise on corporate compliance matters
- Monitor regulatory developments and industry trends
- Advise on FINSA, FINIA, CISA, GDPR/Swiss FADP
- Advise on AIFMD/UCITS distribution regulations
- Review international marketing materials and communications
- Collaborate with business stakeholders on reviews
- Maintain and develop the BlueOrchard Compliance program
- Develop compliance policies and procedures
- Manage the internal control system (ICS)
- Conduct compliance monitoring activities
- Perform compliance risk assessments
- Prepare compliance reports
- Provide compliance training
- Advise business stakeholders on corporate legal matters
- Support business stakeholders on corporate compliance matters
- Advise Executive Management and the Board of Directors
- Collaborate with Schroders Group Compliance
- Manage regulatory filings and notifications
- Prepare periodic reports for authorities
- Liaise with FINMA and governmental bodies
- Contribute to cross-jurisdictional legal and compliance initiatives
- Collaborate with international teams and experts
- Draft, review, and negotiate legal documentation
- Advise on legal matters in German
- Support compliance operations for BlueOrchard Luxembourg
Work Experience
5 years
Education
Bachelor's degreeORMaster's degree
Languages
English – Business FluentGerman – Business Fluent
Benefits
Career Advancement
- •Career development scope
Learning & Development
- •Learning and development opportunities
Find the original job posting in its most current version here. Nejo automatically captured this job from the website of BlueOrchard and processed the information on Nejo with the help of AI for you. Despite careful analysis, some information may be incomplete or inaccurate. Please always verify all details in the original posting! Content and copyrights of the original posting belong to the advertising company.
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BLBlueOrchard
Legal and Compliance Officer(m/w/x)
Zürich
Full-timeOn-siteSenior
Nejo AI Summary
Compliance advice for Swiss and cross-border asset management at a global impact investment firm. Monitoring regulatory developments including FINSA, FINIA, CISA. Legal qualification with specialized asset management compliance experience and 5+ years in financial services required. Work within a mission-driven global impact investment firm.
Requirements
- Legal qualification with specialized asset management legal and compliance experience
- Solid knowledge of Swiss and European regulatory frameworks
- At least 5 years' professional experience in asset management and/or financial services
- Minimum 3 years' experience in a Compliance role
- Excellent written and verbal English communication skills
- Excellent written and verbal German communication skills
- Keen interest in asset management business
- Experienced understanding of legal, regulatory, and risk environment
- Proven ability to interpret and implement complex regulatory requirements
- Professionalism, sound judgement, and integrity in international setting
- Strong interpersonal and stakeholder-management skills
- Ability to establish effective business relationships
- Solid analytical skills
- Attention to detail
- Structured, solutions-oriented approach
- Willingness to live and work in Zurich, Switzerland
- Valid Swiss work permit
Tasks
- Provide compliance advice and support to business and management
- Advise on Swiss and cross-border asset management compliance
- Advise on corporate compliance matters
- Monitor regulatory developments and industry trends
- Advise on FINSA, FINIA, CISA, GDPR/Swiss FADP
- Advise on AIFMD/UCITS distribution regulations
- Review international marketing materials and communications
- Collaborate with business stakeholders on reviews
- Maintain and develop the BlueOrchard Compliance program
- Develop compliance policies and procedures
- Manage the internal control system (ICS)
- Conduct compliance monitoring activities
- Perform compliance risk assessments
- Prepare compliance reports
- Provide compliance training
- Advise business stakeholders on corporate legal matters
- Support business stakeholders on corporate compliance matters
- Advise Executive Management and the Board of Directors
- Collaborate with Schroders Group Compliance
- Manage regulatory filings and notifications
- Prepare periodic reports for authorities
- Liaise with FINMA and governmental bodies
- Contribute to cross-jurisdictional legal and compliance initiatives
- Collaborate with international teams and experts
- Draft, review, and negotiate legal documentation
- Advise on legal matters in German
- Support compliance operations for BlueOrchard Luxembourg
Work Experience
5 years
Education
Bachelor's degreeORMaster's degree
Languages
English – Business FluentGerman – Business Fluent
Benefits
Career Advancement
- •Career development scope
Learning & Development
- •Learning and development opportunities
Find the original job posting in its most current version here. Nejo automatically captured this job from the website of BlueOrchard and processed the information on Nejo with the help of AI for you. Despite careful analysis, some information may be incomplete or inaccurate. Please always verify all details in the original posting! Content and copyrights of the original posting belong to the advertising company.
About the Company
BlueOrchard
Industry
FinancialServices
Description
The company is a leading global impact investment manager dedicated to generating lasting positive impact for communities and the environment.
Not a perfect match?
- Bank J. Safra Sarasin
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Full-timeOn-siteSeniorZürich - Zurich Insurance Group
Legal Counsel Corporate Law/Governance(m/w/x)
Full-timeOn-siteExperiencedZürich - MEVELIN AG
Trust & Fiduciary Officer(m/w/x)
Full-timeOn-siteSeniorZürich - CH10 - BJB Bank Julius Baer & Co. Ltd.
Compliance Officer – Market Regulations & Best Execution(m/w/x)
Full-timeOn-siteExperiencedZürich