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Compliance Officer – Market Regulations & Best Execution(m/w/x)
Serving as central competence for market regulations at a wealth management firm, advising on queries and drafting policies. Professional experience in Compliance or Internal Audit within banking essential. Broad regulatory scope, including global markets.
Requirements
- University degree or equivalent qualification in Business Administration, Economics, or (Business) Law
- Further qualifications in compliance or risk management advantageous
- In-depth knowledge of Swiss and European financial market regulations
- Familiarity with financial markets regulation in Asia, the UK, or the US considered a strong asset
- Professional experience in Compliance or Internal Audit within a banking environment essential
- Solid understanding of banking operations and trading products highly desirable
- Strong communication skills combined with personal assertiveness
- Ability to work independently while remaining a collaborative team player
- Communicative, self-driven, resilient, and confident in manner and approach
- Solution- and client-focused mindset
- Meticulousness and strong analytical capabilities
- Demonstrated personal initiative and adaptability
- Diplomatic negotiation skills and high level of accountability
- Genuine interest in the evolving regulatory landscape and internal control processes
Tasks
- Act as a trusted advisor within Business Compliance
- Serve as the central competence center for market regulations
- Handle compliance queries related to market regulations
- Contribute to drafting policies and guidelines
- Conduct in-depth reviews of existing processes
- Collaborate with internal stakeholders and governance bodies
- Work with subject-matter experts on complex cases
- Support key business initiatives related to market regulations
- Deliver training sessions to ensure risk awareness
Work Experience
- approx. 1 - 4 years
Education
- Vocational certificationOR
- Bachelor's degreeOR
- Master's degree
Languages
- English – Business Fluent
Not a perfect match?
- CH10 - BJB Bank Julius Baer & Co. Ltd.Full-timeOn-siteExperiencedZürich
- CH10 - BJB Bank Julius Baer & Co. Ltd.
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Compliance Officer – Market Regulations & Best Execution(m/w/x)
Serving as central competence for market regulations at a wealth management firm, advising on queries and drafting policies. Professional experience in Compliance or Internal Audit within banking essential. Broad regulatory scope, including global markets.
Requirements
- University degree or equivalent qualification in Business Administration, Economics, or (Business) Law
- Further qualifications in compliance or risk management advantageous
- In-depth knowledge of Swiss and European financial market regulations
- Familiarity with financial markets regulation in Asia, the UK, or the US considered a strong asset
- Professional experience in Compliance or Internal Audit within a banking environment essential
- Solid understanding of banking operations and trading products highly desirable
- Strong communication skills combined with personal assertiveness
- Ability to work independently while remaining a collaborative team player
- Communicative, self-driven, resilient, and confident in manner and approach
- Solution- and client-focused mindset
- Meticulousness and strong analytical capabilities
- Demonstrated personal initiative and adaptability
- Diplomatic negotiation skills and high level of accountability
- Genuine interest in the evolving regulatory landscape and internal control processes
Tasks
- Act as a trusted advisor within Business Compliance
- Serve as the central competence center for market regulations
- Handle compliance queries related to market regulations
- Contribute to drafting policies and guidelines
- Conduct in-depth reviews of existing processes
- Collaborate with internal stakeholders and governance bodies
- Work with subject-matter experts on complex cases
- Support key business initiatives related to market regulations
- Deliver training sessions to ensure risk awareness
Work Experience
- approx. 1 - 4 years
Education
- Vocational certificationOR
- Bachelor's degreeOR
- Master's degree
Languages
- English – Business Fluent
About the Company
CH10 - BJB Bank Julius Baer & Co. Ltd.
Industry
FinancialServices
Description
The company is focused on wealth management and aims to create value beyond wealth.
Not a perfect match?
- CH10 - BJB Bank Julius Baer & Co. Ltd.
Compliance Officer – Market Regulations & Best Execution(m/w/x)
Full-timeOn-siteExperiencedZürich - CH10 - BJB Bank Julius Baer & Co. Ltd.
Compliance Officer - Private Banking Compliance(m/w/x)
Full-timeOn-siteExperiencedZürich - CH10 - BJB Bank Julius Baer & Co. Ltd.
Compliance Officer - Private Banking Compliance(m/w/x)
Full-timeOn-siteExperiencedZürich - Bank J. Safra Sarasin
Senior Compliance Officer(m/w/x)
Full-timeOn-siteSeniorZürich - Deutsche Bank (Suisse) SA
Sanctions Officer(m/w/x)
Full-timeOn-siteSeniorZürich