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CHCH10 - BJB Bank Julius Baer & Co. Ltd.

Compliance Officer – Market Regulations & Best Execution(m/w/x)

Zürich
Full-timeOn-siteExperienced

Serving as central competence for market regulations at a wealth management firm, advising on queries and drafting policies. Professional experience in Compliance or Internal Audit within banking essential. Broad regulatory scope, including global markets.

Requirements

  • University degree or equivalent qualification in Business Administration, Economics, or (Business) Law
  • Further qualifications in compliance or risk management advantageous
  • In-depth knowledge of Swiss and European financial market regulations
  • Familiarity with financial markets regulation in Asia, the UK, or the US considered a strong asset
  • Professional experience in Compliance or Internal Audit within a banking environment essential
  • Solid understanding of banking operations and trading products highly desirable
  • Strong communication skills combined with personal assertiveness
  • Ability to work independently while remaining a collaborative team player
  • Communicative, self-driven, resilient, and confident in manner and approach
  • Solution- and client-focused mindset
  • Meticulousness and strong analytical capabilities
  • Demonstrated personal initiative and adaptability
  • Diplomatic negotiation skills and high level of accountability
  • Genuine interest in the evolving regulatory landscape and internal control processes

Tasks

  • Act as a trusted advisor within Business Compliance
  • Serve as the central competence center for market regulations
  • Handle compliance queries related to market regulations
  • Contribute to drafting policies and guidelines
  • Conduct in-depth reviews of existing processes
  • Collaborate with internal stakeholders and governance bodies
  • Work with subject-matter experts on complex cases
  • Support key business initiatives related to market regulations
  • Deliver training sessions to ensure risk awareness

Work Experience

  • approx. 1 - 4 years

Education

  • Vocational certificationOR
  • Bachelor's degreeOR
  • Master's degree

Languages

  • EnglishBusiness Fluent
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