BVZH Bank Vontobel AG
Head Compliance Private Clients(m/w/x)
Full-timeWith HomeofficeSenior
Zürich
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RORothschild & Co Bank AG
Junior Compliance Officer(m/w/x)
Zürich
Full-timeWith Home OfficeJunior
Nejo AI Summary
Ensuring regulatory compliance for wealth management clients at a global financial services group, executing market abuse and sanctions screening. Familiarity with wealth management environment and compliance experience required. Tuition assistance, healthcare services, flexible working approach.
Requirements
- Strong educational background in law or economics
- Experience in compliance, risk, or audit
- Understanding of risk control and reporting
- Familiarity with wealth management environment
- Proactive and solution-oriented mindset
- Strong problem-solving and organizational skills
- Ability to manage complex situations
- Reliability, accuracy, and discretion
- Excellent communication in English and French or German
- Resilience under pressure and deadline orientation
- High standards of quality and confidentiality
- Proficiency in MS Office and Avaloq
Tasks
- Ensure wealth management regulatory compliance
- Advise client advisers on legislative requirements
- Execute market abuse and payment screening
- Perform sanctions screening as second-line defense
- Prepare consolidated monthly and quarterly compliance reports
- Support reporting obligations to FINMA
- Contribute to regulatory reporting initiatives
- Manage the bank’s policy and procedure framework
- Conduct policy reviews and coordinate feedback
- Draft new compliance-related policies
- Oversee the bank’s complaints reporting framework
- Analyze root causes of client complaints
- Review employee gift and entertainment requests
- Monitor private mandates and conflicts of interest
- Develop the compliance training framework
- Oversee regulatory training for all employees
- Assist with system implementations and process enhancements
- Optimize compliance controls and internal standards
- Lead and participate in cross-departmental projects
Education
- Bachelor's degree
Languages
- English – Business Fluent
- French – Business Fluent
- German – Business Fluent
Tools & Technologies
- MS Office
- Avaloq
Benefits
Healthcare & Fitness
- Healthcare services and benefits
Learning & Development
- Inhouse trainings
Additional Allowances
- Tuition assistance
Startup Environment
- Agile working principles
Flexible Working
- Flexible working approach
- 40% remote work
Find the original job posting in its most current version here. Nejo automatically captured this job from the website of Rothschild & Co Bank AG and processed the information on Nejo with the help of AI for you. Despite careful analysis, some information may be incomplete or inaccurate. Please always verify all details in the original posting! Content and copyrights of the original posting belong to the advertising company.
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RORothschild & Co Bank AG
Junior Compliance Officer(m/w/x)
Zürich
Full-timeWith Home OfficeJunior
Nejo AI Summary
Ensuring regulatory compliance for wealth management clients at a global financial services group, executing market abuse and sanctions screening. Familiarity with wealth management environment and compliance experience required. Tuition assistance, healthcare services, flexible working approach.
Requirements
- Strong educational background in law or economics
- Experience in compliance, risk, or audit
- Understanding of risk control and reporting
- Familiarity with wealth management environment
- Proactive and solution-oriented mindset
- Strong problem-solving and organizational skills
- Ability to manage complex situations
- Reliability, accuracy, and discretion
- Excellent communication in English and French or German
- Resilience under pressure and deadline orientation
- High standards of quality and confidentiality
- Proficiency in MS Office and Avaloq
Tasks
- Ensure wealth management regulatory compliance
- Advise client advisers on legislative requirements
- Execute market abuse and payment screening
- Perform sanctions screening as second-line defense
- Prepare consolidated monthly and quarterly compliance reports
- Support reporting obligations to FINMA
- Contribute to regulatory reporting initiatives
- Manage the bank’s policy and procedure framework
- Conduct policy reviews and coordinate feedback
- Draft new compliance-related policies
- Oversee the bank’s complaints reporting framework
- Analyze root causes of client complaints
- Review employee gift and entertainment requests
- Monitor private mandates and conflicts of interest
- Develop the compliance training framework
- Oversee regulatory training for all employees
- Assist with system implementations and process enhancements
- Optimize compliance controls and internal standards
- Lead and participate in cross-departmental projects
Education
- Bachelor's degree
Languages
- English – Business Fluent
- French – Business Fluent
- German – Business Fluent
Tools & Technologies
- MS Office
- Avaloq
Benefits
Healthcare & Fitness
- Healthcare services and benefits
Learning & Development
- Inhouse trainings
Additional Allowances
- Tuition assistance
Startup Environment
- Agile working principles
Flexible Working
- Flexible working approach
- 40% remote work
Find the original job posting in its most current version here. Nejo automatically captured this job from the website of Rothschild & Co Bank AG and processed the information on Nejo with the help of AI for you. Despite careful analysis, some information may be incomplete or inaccurate. Please always verify all details in the original posting! Content and copyrights of the original posting belong to the advertising company.
About the Company
Rothschild & Co Bank AG
Industry
FinancialServices
Description
Rothschild & Co is a leading global financial services group with a history of over 200 years, providing distinct perspectives across various financial sectors.
Not a perfect match?
- BVZH Bank Vontobel AG
Head Compliance Private Clients(m/w/x)
Full-timeWith HomeofficeSeniorZürich - BVZH Bank Vontobel AG
Head Compliance Private Clients(m/w/x)
Full-timeWith HomeofficeSeniorZürich - Rothschild & Co
Assistant Intermediaries & Service Desk(m/w/x)
Full-timeWith HomeofficeJuniorZürich - Rothschild & Co
Custody Management & Transaction Reporting(m/w/x)
Full-timeWith HomeofficeSeniorZürich - Deutsche Bank (Suisse) SA
KYC Specialist(m/w/x)
Full-timeWith HomeofficeExperiencedZürich