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CHCH10 - BJB Bank Julius Baer & Co. Ltd.

Control Execution Support(m/w/x)

Zürich
Full-timeOn-siteExperienced

Executing 2nd Line of Defence controls for Personal Account Transactions in wealth management. Several years of Compliance, Risk, or Audit experience required. Daily execution of controls, documentation updates, and breach assessments.

Requirements

  • Bachelor’s degree in law, economics, business administration, or banking subjects
  • Professional certification/degree in Compliance (advantageous)
  • Several years of experience in Compliance, Risk or Audit
  • Strong personality, organizational and operational skills
  • Ability to work under pressure
  • Independent, efficient and meticulous work method
  • Solution oriented, analytical skills
  • Strong sense of integrity and discretion
  • Perseverance and persistence
  • Good knowledge of MS Office
  • Flair for IT
  • Fluent German (spoken and written)
  • Fluent English (spoken and written)
  • Immediate or short-term availability (strongly preferred)

Tasks

  • Serve as a generalist with Compliance and Risk expertise
  • Execute 2nd Line of Defence controls in the Booking Centre Switzerland
  • Maintain and update control inventory and documentation
  • Conduct key compliance monitoring for Personal Account Transactions
  • Assess and investigate breaches, coordinate investigations, and recommend disciplinary actions
  • Implement and monitor controls for confidentiality obligations and staff self-attestations
  • Manage exceptions through investigation and follow-up to closure
  • Proactively assess compliance risks by reviewing conflict-of-interest rules and personal trading restrictions
  • Prepare and deliver periodic reports on control outcomes and remediation progress

Work Experience

  • approx. 1 - 4 years

Education

  • Vocational certificationOR
  • Bachelor's degree

Languages

  • GermanBusiness Fluent
  • EnglishBusiness Fluent

Tools & Technologies

  • MS Office
Find the original job posting in its most current version here. Nejo automatically captured this job from the website of CH10 - BJB Bank Julius Baer & Co. Ltd. and processed the information on Nejo with the help of AI for you. Despite careful analysis, some information may be incomplete or inaccurate. Please always verify all details in the original posting! Content and copyrights of the original posting belong to the advertising company.

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