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Control Execution Support(m/w/x)
Executing 2nd Line of Defence controls for Personal Account Transactions in wealth management. Several years of Compliance, Risk, or Audit experience required. Daily execution of controls, documentation updates, and breach assessments.
Requirements
- Bachelor’s degree in law, economics, business administration, or banking subjects
- Professional certification/degree in Compliance (advantageous)
- Several years of experience in Compliance, Risk or Audit
- Strong personality, organizational and operational skills
- Ability to work under pressure
- Independent, efficient and meticulous work method
- Solution oriented, analytical skills
- Strong sense of integrity and discretion
- Perseverance and persistence
- Good knowledge of MS Office
- Flair for IT
- Fluent German (spoken and written)
- Fluent English (spoken and written)
- Immediate or short-term availability (strongly preferred)
Tasks
- Serve as a generalist with Compliance and Risk expertise
- Execute 2nd Line of Defence controls in the Booking Centre Switzerland
- Maintain and update control inventory and documentation
- Conduct key compliance monitoring for Personal Account Transactions
- Assess and investigate breaches, coordinate investigations, and recommend disciplinary actions
- Implement and monitor controls for confidentiality obligations and staff self-attestations
- Manage exceptions through investigation and follow-up to closure
- Proactively assess compliance risks by reviewing conflict-of-interest rules and personal trading restrictions
- Prepare and deliver periodic reports on control outcomes and remediation progress
Work Experience
- approx. 1 - 4 years
Education
- Vocational certificationOR
- Bachelor's degree
Languages
- German – Business Fluent
- English – Business Fluent
Tools & Technologies
- MS Office
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Control Execution Support(m/w/x)
Executing 2nd Line of Defence controls for Personal Account Transactions in wealth management. Several years of Compliance, Risk, or Audit experience required. Daily execution of controls, documentation updates, and breach assessments.
Requirements
- Bachelor’s degree in law, economics, business administration, or banking subjects
- Professional certification/degree in Compliance (advantageous)
- Several years of experience in Compliance, Risk or Audit
- Strong personality, organizational and operational skills
- Ability to work under pressure
- Independent, efficient and meticulous work method
- Solution oriented, analytical skills
- Strong sense of integrity and discretion
- Perseverance and persistence
- Good knowledge of MS Office
- Flair for IT
- Fluent German (spoken and written)
- Fluent English (spoken and written)
- Immediate or short-term availability (strongly preferred)
Tasks
- Serve as a generalist with Compliance and Risk expertise
- Execute 2nd Line of Defence controls in the Booking Centre Switzerland
- Maintain and update control inventory and documentation
- Conduct key compliance monitoring for Personal Account Transactions
- Assess and investigate breaches, coordinate investigations, and recommend disciplinary actions
- Implement and monitor controls for confidentiality obligations and staff self-attestations
- Manage exceptions through investigation and follow-up to closure
- Proactively assess compliance risks by reviewing conflict-of-interest rules and personal trading restrictions
- Prepare and deliver periodic reports on control outcomes and remediation progress
Work Experience
- approx. 1 - 4 years
Education
- Vocational certificationOR
- Bachelor's degree
Languages
- German – Business Fluent
- English – Business Fluent
Tools & Technologies
- MS Office
About the Company
CH10 - BJB Bank Julius Baer & Co. Ltd.
Industry
FinancialServices
Description
The company is focused on wealth management and aims to create value beyond wealth.
Not a perfect match?
- CH10 - BJB Bank Julius Baer & Co. Ltd.
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