CH10 - BJB Bank Julius Baer & Co. Ltd.
Compliance Officer Global Sanctions Advisory(m/w/x)
Full-timeOn-siteExperienced
Zürich
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REresponsAbility Investments AG
Compliance Officer(m/w/x)
Zürich
Full-timeOn-siteExperienced
Nejo AI Summary
Supporting compliance for impact asset manager in Zurich, advising on Code of Conduct, ABC, and data protection. 3+ years financial sector compliance experience required. Drafting policies and maintaining regulatory framework.
Requirements
- 3+ years relevant experience in Compliance, financial sector
- Degree in law, economics, or similar qualification
- Knowledge of financial markets regulatory environment
- Knowledge of compliance topics (data protection, conflicts of interest, regulatory change, country risk, whistleblowing, complaints, confidentiality, anti-bribery/corruption)
- Ability to draft statements, policies, procedures
- Ability to provide trainings in English and German
- Client orientation with focus on continuous improvement
- High degree of initiative and reliability
- Teamwork and cross-cultural collaboration skills
- Motivation for international working environment
- Excellent written and verbal English communication skills
- Independent goal management with big picture perspective
- Ability to respect tight deadlines
- Proven ability to continuously improve and enhance processes
- Interest and enthusiasm for impact investments
Tasks
- Support Compliance for responsAbility in Zurich
- Advise on Compliance topics including Code of Conduct, Conflict of Interest, ABC, Data Protection
- Guide distribution compliance for marketing and sales of financial products
- Draft and revise policies, guidelines, and processes for regulatory compliance
- Maintain and develop the legal and compliance framework
- Conduct quarterly Compliance risk assessments and reporting
- Prepare and support Regulatory Audit Processes
- Handle Compliance reporting to authorities
- Maintain investment-related product registration
- Contribute to regulatory development and horizon-scanning
- Support the maintenance of the responsAbility subsidiary network
Work Experience
- 3 years
Education
- Bachelor's degree
Languages
- English – Business Fluent
- German – Business Fluent
Find the original job posting in its most current version here. Nejo automatically captured this job from the website of responsAbility Investments AG and processed the information on Nejo with the help of AI for you. Despite careful analysis, some information may be incomplete or inaccurate. Please always verify all details in the original posting! Content and copyrights of the original posting belong to the advertising company.
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REresponsAbility Investments AG
Compliance Officer(m/w/x)
Zürich
Full-timeOn-siteExperienced
Nejo AI Summary
Supporting compliance for impact asset manager in Zurich, advising on Code of Conduct, ABC, and data protection. 3+ years financial sector compliance experience required. Drafting policies and maintaining regulatory framework.
Requirements
- 3+ years relevant experience in Compliance, financial sector
- Degree in law, economics, or similar qualification
- Knowledge of financial markets regulatory environment
- Knowledge of compliance topics (data protection, conflicts of interest, regulatory change, country risk, whistleblowing, complaints, confidentiality, anti-bribery/corruption)
- Ability to draft statements, policies, procedures
- Ability to provide trainings in English and German
- Client orientation with focus on continuous improvement
- High degree of initiative and reliability
- Teamwork and cross-cultural collaboration skills
- Motivation for international working environment
- Excellent written and verbal English communication skills
- Independent goal management with big picture perspective
- Ability to respect tight deadlines
- Proven ability to continuously improve and enhance processes
- Interest and enthusiasm for impact investments
Tasks
- Support Compliance for responsAbility in Zurich
- Advise on Compliance topics including Code of Conduct, Conflict of Interest, ABC, Data Protection
- Guide distribution compliance for marketing and sales of financial products
- Draft and revise policies, guidelines, and processes for regulatory compliance
- Maintain and develop the legal and compliance framework
- Conduct quarterly Compliance risk assessments and reporting
- Prepare and support Regulatory Audit Processes
- Handle Compliance reporting to authorities
- Maintain investment-related product registration
- Contribute to regulatory development and horizon-scanning
- Support the maintenance of the responsAbility subsidiary network
Work Experience
- 3 years
Education
- Bachelor's degree
Languages
- English – Business Fluent
- German – Business Fluent
Find the original job posting in its most current version here. Nejo automatically captured this job from the website of responsAbility Investments AG and processed the information on Nejo with the help of AI for you. Despite careful analysis, some information may be incomplete or inaccurate. Please always verify all details in the original posting! Content and copyrights of the original posting belong to the advertising company.
Like this job?
BetaYour Career Agent finds similar jobs for you every day.
About the Company
responsAbility Investments AG
Industry
FinancialServices
Description
responsAbility is an impact asset manager specializing in private market investments across Financial Inclusion, Climate Finance, and Sustainable Food.
Not a perfect match?
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