Morningstar Sustainalytics
Compliance Manager(m/w/x)
Vollzeitmit HomeofficeSenior
Frankfurt am Main
Neuer Job?Nejo!
Die KI-Suchmaschine für Jobs
MOMorningstar Sustainalytics
Compliance Manager(m/w/x)
Frankfurt am Main
Vollzeitmit HomeofficeManagement
Green Job
Nejo KI-Zusammenfassung
Managing regulatory examination prep and drafting reports for European authorities like ESMA in global investment services. Experience managing compliance teams required. Direct CCO support, high-level regulatory interaction.
Anforderungen
- Significant experience in compliance or regulatory control processes
- Experience interacting with regulatory inquiries, ideally with EU regulatory bodies
- Experience in designing and implementing compliance policies and procedures
- Experience managing compliance teams
- Advanced communication skills to report regulatory compliance information
- Strong analytical and investigative skills
- Understanding of ESG risk rating business
- Degree in law or similar discipline
Aufgaben
- Manage regulatory examination preparations and conduct
- Draft compliance reports for European regulatory authorities
- Report on compliance issues and risks to the CCO
- Foster relationships with ESMA and internal compliance teams
- Support the CCO in implementing compliance for new business processes
- Oversee compliance program alignment with European regulations
- Advise management on conduct and compliance matters
- Identify compliance vulnerabilities and risks from reviews
- Enhance procedures for reporting and investigating compliance incidents
- Maintain records of violation reports and actions taken
- Share best practices and knowledge within the Compliance team
- Assist in developing and delivering compliance training materials
- Contribute to the improvement of global compliance programs
- Maintain compliance files and records
- Implement policies for the global compliance program
Berufserfahrung
- 6 Jahre
Ausbildung
- Bachelor-Abschluss
Sprachen
- Englisch – verhandlungssicher
Die Originalanzeige dieses Stellenangebotes in der aktuellsten Version findest du hier. Nejo hat diesen Job automatisch von der Website des Unternehmens Morningstar Sustainalytics erfasst und die Informationen auf Nejo mit Hilfe von KI für dich aufbereitet. Trotz sorgfältiger Analyse können einzelne Informationen unvollständig oder ungenau sein. Bitte prüfe immer alle Angaben in der Originalanzeige! Inhalte und Urheberrechte der Originalanzeige liegen beim ausschreibenden Unternehmen.
Noch nicht perfekt?
- State Street Bank International GmbH
Markets Compliance Officer Vice President(m/w/x)
Vollzeitmit HomeofficeSeniorFrankfurt am Main, München - WELLINGTON MANAGEMENT
Compliance Intern(m/w/x)
VollzeitPraktikummit HomeofficeFrankfurt am Main - Wellington Management
Compliance Intern(m/w/x)
VollzeitPraktikummit HomeofficeFrankfurt am Main - Worldline
Senior Compliance Officer(m/w/x)
Vollzeitmit HomeofficeSeniorFrankfurt am Main
MOMorningstar Sustainalytics
Compliance Manager(m/w/x)
Frankfurt am Main
Vollzeitmit HomeofficeManagement
Green Job
Nejo KI-Zusammenfassung
Managing regulatory examination prep and drafting reports for European authorities like ESMA in global investment services. Experience managing compliance teams required. Direct CCO support, high-level regulatory interaction.
Anforderungen
- Significant experience in compliance or regulatory control processes
- Experience interacting with regulatory inquiries, ideally with EU regulatory bodies
- Experience in designing and implementing compliance policies and procedures
- Experience managing compliance teams
- Advanced communication skills to report regulatory compliance information
- Strong analytical and investigative skills
- Understanding of ESG risk rating business
- Degree in law or similar discipline
Aufgaben
- Manage regulatory examination preparations and conduct
- Draft compliance reports for European regulatory authorities
- Report on compliance issues and risks to the CCO
- Foster relationships with ESMA and internal compliance teams
- Support the CCO in implementing compliance for new business processes
- Oversee compliance program alignment with European regulations
- Advise management on conduct and compliance matters
- Identify compliance vulnerabilities and risks from reviews
- Enhance procedures for reporting and investigating compliance incidents
- Maintain records of violation reports and actions taken
- Share best practices and knowledge within the Compliance team
- Assist in developing and delivering compliance training materials
- Contribute to the improvement of global compliance programs
- Maintain compliance files and records
- Implement policies for the global compliance program
Berufserfahrung
- 6 Jahre
Ausbildung
- Bachelor-Abschluss
Sprachen
- Englisch – verhandlungssicher
Die Originalanzeige dieses Stellenangebotes in der aktuellsten Version findest du hier. Nejo hat diesen Job automatisch von der Website des Unternehmens Morningstar Sustainalytics erfasst und die Informationen auf Nejo mit Hilfe von KI für dich aufbereitet. Trotz sorgfältiger Analyse können einzelne Informationen unvollständig oder ungenau sein. Bitte prüfe immer alle Angaben in der Originalanzeige! Inhalte und Urheberrechte der Originalanzeige liegen beim ausschreibenden Unternehmen.
Über das Unternehmen
Morningstar Sustainalytics
Branche
FinancialServices
Beschreibung
The company empowers investor success through its global compliance program and regulatory support.
Noch nicht perfekt?
- Morningstar Sustainalytics
Compliance Manager(m/w/x)
Vollzeitmit HomeofficeSeniorFrankfurt am Main - State Street Bank International GmbH
Markets Compliance Officer Vice President(m/w/x)
Vollzeitmit HomeofficeSeniorFrankfurt am Main, München - WELLINGTON MANAGEMENT
Compliance Intern(m/w/x)
VollzeitPraktikummit HomeofficeFrankfurt am Main - Wellington Management
Compliance Intern(m/w/x)
VollzeitPraktikummit HomeofficeFrankfurt am Main - Worldline
Senior Compliance Officer(m/w/x)
Vollzeitmit HomeofficeSeniorFrankfurt am Main