Morningstar Sustainalytics
Compliance Manager(m/w/x)
Vollzeitmit HomeofficeSenior
Frankfurt am Main
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STState Street Bank International GmbH
Markets Compliance Officer Vice President(m/w/x)
Frankfurt am Main, München
Vollzeitmit HomeofficeSenior
Nejo KI-Zusammenfassung
Advisory compliance for Markets product suite at a global asset manager. 10 years financial services experience required. Paid volunteer days offered.
Anforderungen
- 10 years' financial services experience
- Bachelor's degree, Masters, or legal studies
- Good regulatory understanding
- Strong understanding of policies and controls
- Excellent interpersonal skills
- Strong analytical and communication skills
- Independent and collaborative work aptitude
- Ability to make independent decisions
- Cross-functional project management experience
Aufgaben
- Deliver the advisory compliance program for assigned business units
- Identify and resolve risks impacting compliance program delivery
- Build strong relationships with compliance and business colleagues
- Execute complex tasks and analyses to support department goals
- Provide regulatory advice for the Markets product suite and marketing
- Assess the impact of new regulations on business operations
- Collaborate with business units to implement regulatory changes
- Engage in regulatory advocacy and industry discussions
- Analyze and interpret policies and regulations for specific units
- Challenge the business regarding regulatory adherence and corrective actions
- Escalate potential or actual breaches of regulatory requirements
- Assist in developing and implementing remedial actions
- Draft and maintain compliance policies, procedures, and training
- Cooperate with global markets, treasury, and credit finance teams
- Review new business initiatives and products for regulatory compliance
- Evaluate requests for proposal and marketing materials
- Prepare the business for regulatory and third-party examinations
- Lead direct interactions with regulators
Berufserfahrung
- 10 Jahre
Ausbildung
- Bachelor-AbschlussODER
- Master-Abschluss
Sprachen
- Englisch – verhandlungssicher
Tools & Technologien
- MaRisk
- MaComp
- MiFID
- MAR
Benefits
Flexibles Arbeiten
- Hybrid work model
- Flexible work-life support
Karriere- und Weiterentwicklung
- Inclusive development opportunities
Sinnstiftende Arbeit
- Paid volunteer days
Lockere Unternehmenskultur
- Vibrant employee networks
Die Originalanzeige dieses Stellenangebotes in der aktuellsten Version findest du hier. Nejo hat diesen Job automatisch von der Website des Unternehmens State Street Bank International GmbH erfasst und die Informationen auf Nejo mit Hilfe von KI für dich aufbereitet. Trotz sorgfältiger Analyse können einzelne Informationen unvollständig oder ungenau sein. Bitte prüfe immer alle Angaben in der Originalanzeige! Inhalte und Urheberrechte der Originalanzeige liegen beim ausschreibenden Unternehmen.
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STState Street Bank International GmbH
Markets Compliance Officer Vice President(m/w/x)
Frankfurt am Main, München
Vollzeitmit HomeofficeSenior
Nejo KI-Zusammenfassung
Advisory compliance for Markets product suite at a global asset manager. 10 years financial services experience required. Paid volunteer days offered.
Anforderungen
- 10 years' financial services experience
- Bachelor's degree, Masters, or legal studies
- Good regulatory understanding
- Strong understanding of policies and controls
- Excellent interpersonal skills
- Strong analytical and communication skills
- Independent and collaborative work aptitude
- Ability to make independent decisions
- Cross-functional project management experience
Aufgaben
- Deliver the advisory compliance program for assigned business units
- Identify and resolve risks impacting compliance program delivery
- Build strong relationships with compliance and business colleagues
- Execute complex tasks and analyses to support department goals
- Provide regulatory advice for the Markets product suite and marketing
- Assess the impact of new regulations on business operations
- Collaborate with business units to implement regulatory changes
- Engage in regulatory advocacy and industry discussions
- Analyze and interpret policies and regulations for specific units
- Challenge the business regarding regulatory adherence and corrective actions
- Escalate potential or actual breaches of regulatory requirements
- Assist in developing and implementing remedial actions
- Draft and maintain compliance policies, procedures, and training
- Cooperate with global markets, treasury, and credit finance teams
- Review new business initiatives and products for regulatory compliance
- Evaluate requests for proposal and marketing materials
- Prepare the business for regulatory and third-party examinations
- Lead direct interactions with regulators
Berufserfahrung
- 10 Jahre
Ausbildung
- Bachelor-AbschlussODER
- Master-Abschluss
Sprachen
- Englisch – verhandlungssicher
Tools & Technologien
- MaRisk
- MaComp
- MiFID
- MAR
Benefits
Flexibles Arbeiten
- Hybrid work model
- Flexible work-life support
Karriere- und Weiterentwicklung
- Inclusive development opportunities
Sinnstiftende Arbeit
- Paid volunteer days
Lockere Unternehmenskultur
- Vibrant employee networks
Die Originalanzeige dieses Stellenangebotes in der aktuellsten Version findest du hier. Nejo hat diesen Job automatisch von der Website des Unternehmens State Street Bank International GmbH erfasst und die Informationen auf Nejo mit Hilfe von KI für dich aufbereitet. Trotz sorgfältiger Analyse können einzelne Informationen unvollständig oder ungenau sein. Bitte prüfe immer alle Angaben in der Originalanzeige! Inhalte und Urheberrechte der Originalanzeige liegen beim ausschreibenden Unternehmen.
Über das Unternehmen
State Street Bank International GmbH
Branche
FinancialServices
Beschreibung
State Street is one of the largest custodian banks, asset managers and asset intelligence companies in the world.
Noch nicht perfekt?
- Morningstar Sustainalytics
Compliance Manager(m/w/x)
Vollzeitmit HomeofficeSeniorFrankfurt am Main - State Street Bank International GmbH
Senior Expert Financial Crimes Compliance, Vice President(m/w/x)
Vollzeitmit HomeofficeSeniorMünchen, Frankfurt am Main - State Street Bank International GmbH
MLRO Germany / Deputy SSBI Group MLRO, Vice President(m/w/x)
Vollzeitmit HomeofficeSeniorMünchen, Frankfurt am Main - Morningstar Sustainalytics
Compliance Manager(m/w/x)
Vollzeitmit HomeofficeManagementFrankfurt am Main - Fresenius Medical Care
VP, Treasury Capital Markets(m/w/x)
Vollzeitmit HomeofficeSeniorBad Homburg vor der Höhe