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Compliance Intern(m/w/x)
Supporting EMEA sales compliance for global funds and institutional marketing at an investment manager. Basic understanding of compliance and regulatory standards needed. Global exposure to institutional clients, flexible remote work.
Anforderungen
- Basic understanding of compliance and regulatory standards
- Strong organisational skills and attention to detail
- Good analytical and problem-solving abilities
- Effective communication skills
- Interest in investment operations and financial services
- Proficiency with Microsoft Office tools
Aufgaben
- Support EMEA sales with cross-border distribution and sales practices
- Maintain governance, reporting, and compliance policies
- Manage compliance training and client asset oversight
- Review marketing materials for global funds and institutional marketing
- Oversee client classifications and suitability within the EMEA platform
- Coordinate account opening documentation and market openings
- Execute investor asset transfers and account restructures
- Maintain account records and approve new setups
- Coordinate fund launches, closures, and transition events
- Provide global expertise and training for account setups
- Reconcile transition management trade execution files
- Develop client transition strategies with portfolio and trading teams
- Monitor daily cash flows and confirm transactions with custodians
- Track industry and regulatory changes across multiple jurisdictions
Ausbildung
- Laufendes StudiumODER
- Bachelor-Abschluss
Sprachen
- Englisch – verhandlungssicher
Tools & Technologien
- Microsoft Office
Benefits
Sonstige Vorteile
- Equal opportunity employer
- Disability accommodation
Flexibles Arbeiten
- Flexible remote work
Noch nicht perfekt?
- Wellington ManagementVollzeitPraktikummit HomeofficeFrankfurt am Main
- Morningstar Sustainalytics
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Compliance Intern(m/w/x)
Supporting EMEA sales compliance for global funds and institutional marketing at an investment manager. Basic understanding of compliance and regulatory standards needed. Global exposure to institutional clients, flexible remote work.
Anforderungen
- Basic understanding of compliance and regulatory standards
- Strong organisational skills and attention to detail
- Good analytical and problem-solving abilities
- Effective communication skills
- Interest in investment operations and financial services
- Proficiency with Microsoft Office tools
Aufgaben
- Support EMEA sales with cross-border distribution and sales practices
- Maintain governance, reporting, and compliance policies
- Manage compliance training and client asset oversight
- Review marketing materials for global funds and institutional marketing
- Oversee client classifications and suitability within the EMEA platform
- Coordinate account opening documentation and market openings
- Execute investor asset transfers and account restructures
- Maintain account records and approve new setups
- Coordinate fund launches, closures, and transition events
- Provide global expertise and training for account setups
- Reconcile transition management trade execution files
- Develop client transition strategies with portfolio and trading teams
- Monitor daily cash flows and confirm transactions with custodians
- Track industry and regulatory changes across multiple jurisdictions
Ausbildung
- Laufendes StudiumODER
- Bachelor-Abschluss
Sprachen
- Englisch – verhandlungssicher
Tools & Technologien
- Microsoft Office
Benefits
Sonstige Vorteile
- Equal opportunity employer
- Disability accommodation
Flexibles Arbeiten
- Flexible remote work
Über das Unternehmen
WELLINGTON MANAGEMENT
Branche
FinancialServices
Beschreibung
Wellington Management offers comprehensive investment management capabilities across global capital markets, providing tailored solutions to institutional clients worldwide.
Noch nicht perfekt?
- Wellington Management
Compliance Intern(m/w/x)
VollzeitPraktikummit HomeofficeFrankfurt am Main - Morningstar Sustainalytics
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Vollzeitmit HomeofficeSeniorFrankfurt am Main - Morningstar Sustainalytics
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Vollzeitmit HomeofficeManagementFrankfurt am Main - FERI AG
Specialist Regulatory Compliance - Sustainable Development Solutions(m/w/x)
Vollzeitmit HomeofficeJuniorBad Homburg vor der Höhe - IQVIA RDS GmbH
Internship in Clinical Research(m/w/x)
VollzeitPraktikummit HomeofficeFrankfurt am Main