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WEWELLINGTON MANAGEMENT

Senior Compliance Analyst, EMEA(m/w/x)

Frankfurt am Main
Full-timeOn-siteSenior

Reviewing fund marketing materials, including German content, for regional sales and distribution at a global independent investment management firm. 5+ years investment/financial services regulatory experience and 3+ years fund promotions experience required. 1 day remote flexibility.

Requirements

  • 5+ years relevant experience (ideally compliance or product marketing) in investment/financial services firms
  • 3+ years fund-related financial promotions and/or fund distribution experience
  • Effective communication, influencing outcomes, mitigating regulatory risk
  • Demonstrated career progression and commitment to professional development
  • Commercial and growth mindset, solution-oriented balancing business/regulatory needs
  • Ability to work under pressure, independently and as part of a team
  • Fluency in German and English
  • Italian language skills (a plus)
  • Strong academic background, including university degree

Tasks

  • Review fund marketing and brand promotional materials.
  • Review German language marketing content.
  • Provide daily advice to EMEA sales and marketing teams.
  • Advise on marketing content and distribution requirements.
  • Cover EMEA regions: EU, UK, Switzerland, Dubai.
  • Support US and APAC marketing teams.
  • Develop and maintain marketing guidelines.
  • Develop and maintain Q&As and checklists.
  • Develop and maintain country-specific marketing memos.
  • Monitor and test marketing materials.
  • Identify, assess, and communicate regulatory developments.
  • Focus on financial promotions and fund marketing.
  • Develop and deliver compliance training.
  • Deliver training in-person and online.
  • Provide compliance support to WME and branches.
  • Manage regulatory filings.
  • Manage regulatory audits and inspections.

Work Experience

  • 5 years

Education

  • Bachelor's degree

Languages

  • GermanBusiness Fluent
  • EnglishBusiness Fluent
  • ItalianBasic

Benefits

Flexible Working

  • 1 day remote work flexibility
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