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Senior Compliance Analyst, EMEA(m/w/x)
Reviewing fund marketing and brand promotional materials, including German content, for an independent investment manager. 3+ years fund financial promotions/distribution experience required. 1 day remote work flexibility.
Requirements
- 5+ years relevant experience (ideally compliance/product marketing) investment/financial services
- 3+ years fund financial promotions/distribution experience
- Effective communication, influencing, regulatory risk mitigation
- Demonstrated career progression
- Commitment to professional development
- Commercial and growth mindset
- Solution-oriented, balancing business/regulatory needs
- Ability to work under pressure
- Independent and teamwork skills
- Fluent German and English
- Plus: Italian language skills
- Strong academic background, university degree
Tasks
- Review fund marketing and brand promotional materials
- Review German language marketing content
- Provide daily advice to EMEA sales and marketing teams
- Advise on EMEA marketing content and distribution requirements
- Provide backup support to US and APAC marketing teams
- Develop and maintain marketing guidelines, Q&As, and checklists
- Develop and maintain country-specific marketing memos
- Monitor and test marketing materials
- Identify, assess, and communicate financial promotion regulations
- Identify, assess, and communicate fund marketing and distribution regulations
- Develop and deliver in-person compliance training
- Develop and deliver online compliance training modules
- Provide compliance support to WME and its branches
- Handle regulatory filings for WME
- Manage regulatory audits and inspections for WME
Work Experience
- 5 years
Education
- Bachelor's degree
Languages
- German – Business Fluent
- English – Business Fluent
- Italian – Basic
Benefits
Flexible Working
- 1 day remote work flexibility
Not a perfect match?
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Senior Compliance Analyst, EMEA(m/w/x)
Reviewing fund marketing and brand promotional materials, including German content, for an independent investment manager. 3+ years fund financial promotions/distribution experience required. 1 day remote work flexibility.
Requirements
- 5+ years relevant experience (ideally compliance/product marketing) investment/financial services
- 3+ years fund financial promotions/distribution experience
- Effective communication, influencing, regulatory risk mitigation
- Demonstrated career progression
- Commitment to professional development
- Commercial and growth mindset
- Solution-oriented, balancing business/regulatory needs
- Ability to work under pressure
- Independent and teamwork skills
- Fluent German and English
- Plus: Italian language skills
- Strong academic background, university degree
Tasks
- Review fund marketing and brand promotional materials
- Review German language marketing content
- Provide daily advice to EMEA sales and marketing teams
- Advise on EMEA marketing content and distribution requirements
- Provide backup support to US and APAC marketing teams
- Develop and maintain marketing guidelines, Q&As, and checklists
- Develop and maintain country-specific marketing memos
- Monitor and test marketing materials
- Identify, assess, and communicate financial promotion regulations
- Identify, assess, and communicate fund marketing and distribution regulations
- Develop and deliver in-person compliance training
- Develop and deliver online compliance training modules
- Provide compliance support to WME and its branches
- Handle regulatory filings for WME
- Manage regulatory audits and inspections for WME
Work Experience
- 5 years
Education
- Bachelor's degree
Languages
- German – Business Fluent
- English – Business Fluent
- Italian – Basic
Benefits
Flexible Working
- 1 day remote work flexibility
About the Company
Wellington Management Europe GmbH
Industry
FinancialServices
Description
The company offers comprehensive investment management capabilities across global capital markets, serving institutional clients in over 60 countries.
Not a perfect match?
- WELLINGTON MANAGEMENT
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Manager, EMEA Compliance - Germany Outsourcing(m/w/x)
Full-timeOn-siteExperiencedBad Homburg vor der Höhe - HarbourVest Partners (Ireland) Limited, Zweigniederlassung Deutschland
Manager, Marketing & Communications(m/w/x)
Full-timeOn-siteSeniorFrankfurt am Main - 15300 WMEGmbh Wellington Management Europe GmbH
Werkstudium oder Praktikum, Compliance EMEA(m/w/x)
Full-timeInternshipOn-siteFrankfurt am Main