Description

In this role, you will be at the forefront of Compliance for Intermediaries and Finders, conducting risk assessments, supporting relationship managers, and fostering a strong Compliance culture to mitigate risks. Your day-to-day responsibilities will include investigations, training, and collaboration with various stakeholders.

Requirements

• •Bachelor's degree in law, economics, business administration, or banking-related subject
• •3-5 years of experience in Compliance and Risk Management, Audit, or Compliance functions
• •Knowledge of Swiss regulatory environment, particularly AML regulations
• •Good knowledge of MS Office and flair for IT
• •Strong personality with good organizational, operational, and communication skills
• •Ability to work under pressure with excellent analytical, teamwork, and problem-solving skills
• •Proficient in writing concise assessments with strong integrity and discretion
• •Independent, efficient, and meticulous work method with solution-oriented thinking
• •Fluency in English with additional languages being an advantage

Tasks

• •Perform onboarding and periodic reviews for Intermediaries and Finders
• •Conduct detailed risk assessments and review Know Your Intermediary (KYI) profiles
• •Support relationship managers in Compliance matters related to Intermediaries and Finders
• •Conduct Anti-Money Laundering (AML) investigations as needed
• •Review local policies and procedures when required
• •Identify and investigate serious cases of non-compliance
• •Collaborate with key stakeholders within and outside Compliance
• •Instill a Compliance culture to mitigate legal and regulatory risks
• •Support Compliance projects and follow up on audits
• •Provide training and materials on Intermediaries, Compliance, and AML topics
• •Assist the team with Intermediaries and Finders related tasks

Tools & Technologies