Description

In this role, you will be the go-to expert for trading compliance, guiding teams through market regulations and best execution. Your day-to-day responsibilities will include addressing compliance queries, drafting policies, and collaborating with various stakeholders to enhance the compliance framework.

Requirements

• •University degree or equivalent qualification in Business Administration, Economics, or (Business) Law
• •Further qualifications in compliance or risk management advantageous
• •In-depth knowledge of Swiss and European financial market regulations
• •Familiarity with financial markets regulation in Asia, the UK, or the US considered a strong asset
• •Professional experience in Compliance or Internal Audit within a banking environment essential
• •Solid understanding of banking operations and trading products highly desirable
• •Strong communication skills combined with personal assertiveness
• •Ability to work independently while remaining a collaborative team player
• •Communicative, self-driven, resilient, and confident in manner and approach
• •Solution- and client-focused mindset
• •Meticulousness and strong analytical capabilities
• •Demonstrated personal initiative and adaptability
• •Diplomatic negotiation skills and high level of accountability
• •Genuine interest in the evolving regulatory landscape and internal control processes

Tasks

• •Act as a trusted advisor within Business Compliance
• •Serve as the central competence center for market regulations
• •Handle compliance queries related to market regulations
• •Contribute to drafting policies and guidelines
• •Conduct in-depth reviews of existing processes
• •Collaborate with internal stakeholders and governance bodies
• •Work with subject-matter experts on complex cases
• •Support key business initiatives related to market regulations
• •Deliver training sessions to ensure risk awareness