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CHCH10 - BJB Bank Julius Baer & Co. Ltd.

Compliance Officer - Intermediaries(m/w/x)

Zürich
Full-timeOn-siteExperienced
Apply now

Onboarding and risk assessment for financial intermediaries and finders. 3-5 years intermediaries compliance experience required. Hybrid work, 4-day work week.

Requirements

  • Bachelor's degree in law, economics, business administration, or banking-related subject
  • 3-5 years experience in Intermediaries Compliance and Risk Management, Audit, or Compliance
  • Knowledge of Swiss regulatory environment, AML regulations, and client documentation standards
  • Good MS Office knowledge and IT flair
  • Strong personality with good organizational, operational, and communication skills
  • Ability to work under pressure, excellent analytical, teamwork, and problem-solving skills
  • Proficient writing concise assessments, strong integrity and discretion
  • Independent, efficient, meticulous work method, solution-oriented thinking
  • Fluency in English, additional languages advantageous

Tasks

  • Act as a compliance contact for Intermediaries and Finders
  • Perform Intermediaries and Finders onboarding
  • Conduct periodic reviews of Intermediaries and Finders
  • Perform detailed risk assessments for Intermediaries and Finders
  • Review Know Your Intermediary (KYI) profiles
  • Support relationship managers with Compliance matters
  • Advise management on Intermediaries and Finders Compliance
  • Supervise Compliance matters related to Intermediaries and Finders
  • Conduct Anti-Money Laundering (AML) investigations
  • Review local policies and procedures
  • Identify serious cases of non-compliance
  • Investigate serious cases of non-compliance
  • Collaborate with internal stakeholders
  • Collaborate with external stakeholders
  • Instill a Compliance culture in employees
  • Mitigate legal risks
  • Mitigate regulatory risks
  • Mitigate sanctions risks
  • Mitigate reputational risks
  • Support Compliance projects
  • Follow up on internal audits
  • Follow up on regulatory audits
  • Provide training on Intermediaries and Finders
  • Provide training on Compliance topics
  • Provide training on AML topics
  • Develop training materials on Intermediaries and Finders
  • Develop training materials on Compliance topics
  • Develop training materials on AML topics
  • Support the team with Intermediaries and Finders tasks
  • Assist with framework setting for Intermediaries and Finders
  • Assist with methodology definition for Intermediaries and Finders

Work Experience

  • 3 - 5 years

Education

  • Bachelor's degree

Languages

  • English – Business Fluent
  • ADDITIONAL – Basic

Tools & Technologies

  • MS Office
Find the original job posting in its most current version here. Nejo automatically captured this job from the website of CH10 - BJB Bank Julius Baer & Co. Ltd. and processed the information on Nejo with the help of AI for you. Despite careful analysis, some information may be incomplete or inaccurate. Please always verify all details in the original posting! Content and copyrights of the original posting belong to the advertising company.

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