Bank J. Safra Sarasin
Senior Compliance Officer(m/w/x)
Full-timeOn-siteSenior
Genf
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LOLombard Odier
Compliance Officer – Financial Services Oversight(m/w/x)
Genf
Full-timeOn-siteSenior
Nejo AI Summary
Reviewing financial promotion materials and conducting thematic reviews for a global wealth manager. 5-7 years in compliance, risk, or audit required. Internal mobility, upskilling programs.
Requirements
- University degree or comparable professional experience
- 5–7 years experience in Compliance, Risk, Audit or control function
- Solid understanding of financial markets, products, activities
- Strong knowledge of financial promotions, marketing, conduct principles
- Proficiency in standard office tools and modern digital tools
- Analytical mindset, ability to assess quantitative and regulatory information
- Strong interpersonal skills, confident engagement with stakeholders
- Proactive, pragmatic, solution-oriented approach, ownership
- Demonstrated ability to manage and lead projects
- Fluent in French and English, written and spoken
- Knowledge of Swiss and European regulatory framework is an asset
- High standards of integrity, discretion, professionalism, organization, flexibility, reliability
- Residence in Switzerland
Tasks
- Review and sign off financial promotion materials
- Conduct ad-hoc thematic reviews and control activities
- Provide proactive support to Marketing and Communication teams
- Participate in regulatory watch activities
- Analyze evolving Swiss and European regulatory expectations
- Prepare clear, structured, and metrics-driven reports
- Provide oversight for activities across Group entities
- Ensure consistent application of standards across jurisdictions
- Act as central point of contact for financial promotion matters
- Escalate and coordinate with relevant stakeholders
- Contribute to drafting and maintaining internal policies
- Enhance internal procedures and guidance
- Design and deliver e-learning modules
- Conduct live training sessions
- Participate in transversal projects related to conduct risk
- Lead projects on investor protection and governance
Work Experience
- 5 - 7 years
Education
- Vocational certificationOR
- Bachelor's degree
Languages
- French – Fluent
- English – Fluent
Tools & Technologies
- Excel
- Word
- PowerPoint
Benefits
Career Advancement
- Internal mobility
Learning & Development
- Individual upskilling programs
Find the original job posting in its most current version here. Nejo automatically captured this job from the website of Lombard Odier and processed the information on Nejo with the help of AI for you. Despite careful analysis, some information may be incomplete or inaccurate. Please always verify all details in the original posting! Content and copyrights of the original posting belong to the advertising company.
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LOLombard Odier
Compliance Officer – Financial Services Oversight(m/w/x)
Genf
Full-timeOn-siteSenior
Nejo AI Summary
Reviewing financial promotion materials and conducting thematic reviews for a global wealth manager. 5-7 years in compliance, risk, or audit required. Internal mobility, upskilling programs.
Requirements
- University degree or comparable professional experience
- 5–7 years experience in Compliance, Risk, Audit or control function
- Solid understanding of financial markets, products, activities
- Strong knowledge of financial promotions, marketing, conduct principles
- Proficiency in standard office tools and modern digital tools
- Analytical mindset, ability to assess quantitative and regulatory information
- Strong interpersonal skills, confident engagement with stakeholders
- Proactive, pragmatic, solution-oriented approach, ownership
- Demonstrated ability to manage and lead projects
- Fluent in French and English, written and spoken
- Knowledge of Swiss and European regulatory framework is an asset
- High standards of integrity, discretion, professionalism, organization, flexibility, reliability
- Residence in Switzerland
Tasks
- Review and sign off financial promotion materials
- Conduct ad-hoc thematic reviews and control activities
- Provide proactive support to Marketing and Communication teams
- Participate in regulatory watch activities
- Analyze evolving Swiss and European regulatory expectations
- Prepare clear, structured, and metrics-driven reports
- Provide oversight for activities across Group entities
- Ensure consistent application of standards across jurisdictions
- Act as central point of contact for financial promotion matters
- Escalate and coordinate with relevant stakeholders
- Contribute to drafting and maintaining internal policies
- Enhance internal procedures and guidance
- Design and deliver e-learning modules
- Conduct live training sessions
- Participate in transversal projects related to conduct risk
- Lead projects on investor protection and governance
Work Experience
- 5 - 7 years
Education
- Vocational certificationOR
- Bachelor's degree
Languages
- French – Fluent
- English – Fluent
Tools & Technologies
- Excel
- Word
- PowerPoint
Benefits
Career Advancement
- Internal mobility
Learning & Development
- Individual upskilling programs
Find the original job posting in its most current version here. Nejo automatically captured this job from the website of Lombard Odier and processed the information on Nejo with the help of AI for you. Despite careful analysis, some information may be incomplete or inaccurate. Please always verify all details in the original posting! Content and copyrights of the original posting belong to the advertising company.
About the Company
Lombard Odier
Industry
FinancialServices
Description
The company is a renowned global wealth and asset manager focused on sustainable investing, managing close to CHF 300 billion.
Not a perfect match?
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