Vontobel Swiss Financial Advisers AG
Senior Compliance Officer(m/w/x)
Full-timeOn-siteSenior
Zürich
New Job?Nejo!
Your personal AI career agent
QUQube Research & Technologies
Compliance Officer, Controls & Advisory(m/w/x)
Zürich
Full-timeOn-siteSenior
Nejo AI Summary
Monitoring and testing controls for quantitative investment manager, identifying and addressing control gaps. Bachelor's degree or compliance qualification and investment regulation understanding required. Daily reviews, control validation, and advisory support.
Requirements
- Bachelor’s degree in relevant discipline or professional compliance qualification
- Experience in monitoring and testing controls
- Experience providing compliance advisory support
- Understanding of investment and trading regulations
- Strong analytical skills
- Strong communication skills
- Detail-oriented, organised, and able to manage priorities
Tasks
- Support Compliance Monitoring Programme
- Monitor and test controls
- Sample and validate control effectiveness
- Conduct targeted and thematic reviews
- Identify and address control gaps
- Provide daily compliance advisory
- Guide trading and market conduct
- Offer practical regulatory guidance
- Implement regulatory changes
- Contribute to compliance risk assessments
- Monitor ongoing risks
- Enhance policies and procedures
- Collaborate with Legal, Risk, Operations, and Technology
- Support regulatory enquiries
- Handle audits and governance reporting
- Document findings and recommendations
Work Experience
- 6 years
Education
- Bachelor's degree
Languages
- English – Business Fluent
Tools & Technologies
- MiFID
- FinSA
- FINMA
Find the original job posting in its most current version here. Nejo automatically captured this job from the website of Qube Research & Technologies and processed the information on Nejo with the help of AI for you. Despite careful analysis, some information may be incomplete or inaccurate. Please always verify all details in the original posting! Content and copyrights of the original posting belong to the advertising company.
Not a perfect match?
- Vontobel Swiss Financial Advisers AG
Senior Compliance Officer(m/w/x)
Full-timeOn-siteSeniorZürich - CH10 - BJB Bank Julius Baer & Co. Ltd.
Compliance Officer Client Reviews(m/w/x)
Full-timeOn-siteSeniorZürich - CH10 - BJB Bank Julius Baer & Co. Ltd.
Compliance Officer Client Reviews(m/w/x)
Full-timeOn-siteSeniorZürich - CH10 - BJB Bank Julius Baer & Co. Ltd.
Compliance Officer – Market Regulations & Best Execution(m/w/x)
Full-timeOn-siteExperiencedZürich
QUQube Research & Technologies
Compliance Officer, Controls & Advisory(m/w/x)
Zürich
Full-timeOn-siteSenior
Nejo AI Summary
Monitoring and testing controls for quantitative investment manager, identifying and addressing control gaps. Bachelor's degree or compliance qualification and investment regulation understanding required. Daily reviews, control validation, and advisory support.
Requirements
- Bachelor’s degree in relevant discipline or professional compliance qualification
- Experience in monitoring and testing controls
- Experience providing compliance advisory support
- Understanding of investment and trading regulations
- Strong analytical skills
- Strong communication skills
- Detail-oriented, organised, and able to manage priorities
Tasks
- Support Compliance Monitoring Programme
- Monitor and test controls
- Sample and validate control effectiveness
- Conduct targeted and thematic reviews
- Identify and address control gaps
- Provide daily compliance advisory
- Guide trading and market conduct
- Offer practical regulatory guidance
- Implement regulatory changes
- Contribute to compliance risk assessments
- Monitor ongoing risks
- Enhance policies and procedures
- Collaborate with Legal, Risk, Operations, and Technology
- Support regulatory enquiries
- Handle audits and governance reporting
- Document findings and recommendations
Work Experience
- 6 years
Education
- Bachelor's degree
Languages
- English – Business Fluent
Tools & Technologies
- MiFID
- FinSA
- FINMA
Find the original job posting in its most current version here. Nejo automatically captured this job from the website of Qube Research & Technologies and processed the information on Nejo with the help of AI for you. Despite careful analysis, some information may be incomplete or inaccurate. Please always verify all details in the original posting! Content and copyrights of the original posting belong to the advertising company.
About the Company
Qube Research & Technologies
Industry
FinancialServices
Description
The company is a global quantitative and systematic investment manager, implementing a scientific approach to investing.
Not a perfect match?
- Vontobel Swiss Financial Advisers AG
Senior Compliance Officer(m/w/x)
Full-timeOn-siteSeniorZürich - Vontobel Swiss Financial Advisers AG
Senior Compliance Officer(m/w/x)
Full-timeOn-siteSeniorZürich - CH10 - BJB Bank Julius Baer & Co. Ltd.
Compliance Officer Client Reviews(m/w/x)
Full-timeOn-siteSeniorZürich - CH10 - BJB Bank Julius Baer & Co. Ltd.
Compliance Officer Client Reviews(m/w/x)
Full-timeOn-siteSeniorZürich - CH10 - BJB Bank Julius Baer & Co. Ltd.
Compliance Officer – Market Regulations & Best Execution(m/w/x)
Full-timeOn-siteExperiencedZürich