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Compliance Intern(m/w/x)
Supporting EMEA sales distribution and reviewing marketing for global fund ranges at an investment manager. Basic understanding of regulatory standards essential. Flexible remote work, disability accommodation support.
Requirements
- Basic understanding of compliance and regulatory standards
- Strong organisational skills and attention to detail
- Good analytical and problem-solving abilities
- Effective communication skills
- Interest in investment operations and financial services
- Proficiency with Microsoft Office tools
Tasks
- Support EMEA sales compliance and cross-border distribution
- Maintain governance, reporting, and compliance policies
- Deliver compliance training and oversee client assets
- Review marketing compliance for global fund ranges
- Manage client classifications and suitability programs
- Coordinate account opening documentation and market openings
- Execute asset transfers and account restructures
- Maintain account records and approve new setups
- Coordinate fund launches and transition events
- Act as a global expert for account setups
- Reconcile transition management trade execution files
- Develop client transition strategies with portfolio managers
- Process daily cash flows and confirm bank transactions
- Monitor industry and regulatory changes across jurisdictions
Education
- Currently in higher educationOR
- Bachelor's degree
Languages
- English – Business Fluent
Tools & Technologies
- Microsoft Office
Benefits
Flexible Working
- Flexible remote work
Other Benefits
- Disability accommodation support
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Compliance Intern(m/w/x)
Supporting EMEA sales distribution and reviewing marketing for global fund ranges at an investment manager. Basic understanding of regulatory standards essential. Flexible remote work, disability accommodation support.
Requirements
- Basic understanding of compliance and regulatory standards
- Strong organisational skills and attention to detail
- Good analytical and problem-solving abilities
- Effective communication skills
- Interest in investment operations and financial services
- Proficiency with Microsoft Office tools
Tasks
- Support EMEA sales compliance and cross-border distribution
- Maintain governance, reporting, and compliance policies
- Deliver compliance training and oversee client assets
- Review marketing compliance for global fund ranges
- Manage client classifications and suitability programs
- Coordinate account opening documentation and market openings
- Execute asset transfers and account restructures
- Maintain account records and approve new setups
- Coordinate fund launches and transition events
- Act as a global expert for account setups
- Reconcile transition management trade execution files
- Develop client transition strategies with portfolio managers
- Process daily cash flows and confirm bank transactions
- Monitor industry and regulatory changes across jurisdictions
Education
- Currently in higher educationOR
- Bachelor's degree
Languages
- English – Business Fluent
Tools & Technologies
- Microsoft Office
Benefits
Flexible Working
- Flexible remote work
Other Benefits
- Disability accommodation support
About the Company
Wellington Management
Industry
FinancialServices
Description
The company offers comprehensive investment management capabilities across global capital markets, serving institutional clients in over 60 countries.
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