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WEWellington Management

Compliance Intern(m/w/x)

Frankfurt am Main
Full-timeInternshipWith Home Office

Supporting EMEA sales distribution and reviewing marketing for global fund ranges at an investment manager. Basic understanding of regulatory standards essential. Flexible remote work, disability accommodation support.

Requirements

  • Basic understanding of compliance and regulatory standards
  • Strong organisational skills and attention to detail
  • Good analytical and problem-solving abilities
  • Effective communication skills
  • Interest in investment operations and financial services
  • Proficiency with Microsoft Office tools

Tasks

  • Support EMEA sales compliance and cross-border distribution
  • Maintain governance, reporting, and compliance policies
  • Deliver compliance training and oversee client assets
  • Review marketing compliance for global fund ranges
  • Manage client classifications and suitability programs
  • Coordinate account opening documentation and market openings
  • Execute asset transfers and account restructures
  • Maintain account records and approve new setups
  • Coordinate fund launches and transition events
  • Act as a global expert for account setups
  • Reconcile transition management trade execution files
  • Develop client transition strategies with portfolio managers
  • Process daily cash flows and confirm bank transactions
  • Monitor industry and regulatory changes across jurisdictions

Education

  • Currently in higher educationOR
  • Bachelor's degree

Languages

  • EnglishBusiness Fluent

Tools & Technologies

  • Microsoft Office

Benefits

Flexible Working

  • Flexible remote work

Other Benefits

  • Disability accommodation support
Find the original job posting in its most current version here. Nejo automatically captured this job from the website of Wellington Management and processed the information on Nejo with the help of AI for you. Despite careful analysis, some information may be incomplete or inaccurate. Please always verify all details in the original posting! Content and copyrights of the original posting belong to the advertising company.

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