Citrus Global
Compliance and Controls Expert(m/w/x)
Full-timeOn-siteExperienced
München
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QUQuintet Private Bank
Compliance Risk & Control Officer(m/w/x)
München, Frankfurt am Main
Full-timeOn-siteExperienced
Nejo AI Summary
Financial crime and regulatory compliance risk management at a private bank. University degree and 3+ years in a similar role required. Collaboration with business units on mitigating actions.
Requirements
- University/Bachelor's degree
- At least 3 years in similar role
- Verbal and written communication skills
- Attention to detail
- Collaborative teamwork skills
- Time management skills
- Results orientation
- Familiarity with policy and procedures impact analysis and deployment
- ICA ML/FCC or regulatory compliance expertise preferred
- Graduate with risk or audit profile exposure
- Experience in risk and controls framework for ML/CTF, Sanctions, ABC, Fraud, tax evasion risks
- Excellent written, verbal, numeric, comprehension skills and IT proficiency
- Fluent German and English
Tasks
- Ensure effective identification, management, and mitigation of financial crime and regulatory compliance risks
- Adhere to and enforce compliance policies
- Operate functional controls and provide first-line advice
- Review and challenge first-line operated controls for financial crime and regulatory compliance
- Collaborate with the business to implement mitigating actions
- Maintain robust compliance risk management within the Group's risk appetite
- Escalate critical issues through appropriate governance channels
- Report to the Head of Compliance for successful strategy delivery
- Maintain an effective control framework
- Ensure compliance with external laws, regulations, internal codes, and policies
- Act as a risk steward in reviewing high-risk client files
- Support second-line governance for financial crime and regulatory risk exposures
- Provide analysis and reporting to local and Group governance committees
- Maintain independence of the first line of defense
- Support Group Heads of FCC and RC&CB on FCC and RC matters
- Foster a positive culture of compliance
- Deploy new policy changes aligning with Group strategy or regulatory landscape
- Assist the local Head of Compliance in interactions with regulators
- Inform key stakeholders and gather relevant information
- Draft responses to regulators in a timely manner
- Support local Financial Crime & Regulatory Compliance Advisors in training initiatives
Work Experience
- 3 years
Education
- Bachelor's degree
Languages
- German – Fluent
- English – Fluent
Find the original job posting in its most current version here. Nejo automatically captured this job from the website of Quintet Private Bank and processed the information on Nejo with the help of AI for you. Despite careful analysis, some information may be incomplete or inaccurate. Please always verify all details in the original posting! Content and copyrights of the original posting belong to the advertising company.
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QUQuintet Private Bank
Compliance Risk & Control Officer(m/w/x)
München, Frankfurt am Main
Full-timeOn-siteExperienced
Nejo AI Summary
Financial crime and regulatory compliance risk management at a private bank. University degree and 3+ years in a similar role required. Collaboration with business units on mitigating actions.
Requirements
- University/Bachelor's degree
- At least 3 years in similar role
- Verbal and written communication skills
- Attention to detail
- Collaborative teamwork skills
- Time management skills
- Results orientation
- Familiarity with policy and procedures impact analysis and deployment
- ICA ML/FCC or regulatory compliance expertise preferred
- Graduate with risk or audit profile exposure
- Experience in risk and controls framework for ML/CTF, Sanctions, ABC, Fraud, tax evasion risks
- Excellent written, verbal, numeric, comprehension skills and IT proficiency
- Fluent German and English
Tasks
- Ensure effective identification, management, and mitigation of financial crime and regulatory compliance risks
- Adhere to and enforce compliance policies
- Operate functional controls and provide first-line advice
- Review and challenge first-line operated controls for financial crime and regulatory compliance
- Collaborate with the business to implement mitigating actions
- Maintain robust compliance risk management within the Group's risk appetite
- Escalate critical issues through appropriate governance channels
- Report to the Head of Compliance for successful strategy delivery
- Maintain an effective control framework
- Ensure compliance with external laws, regulations, internal codes, and policies
- Act as a risk steward in reviewing high-risk client files
- Support second-line governance for financial crime and regulatory risk exposures
- Provide analysis and reporting to local and Group governance committees
- Maintain independence of the first line of defense
- Support Group Heads of FCC and RC&CB on FCC and RC matters
- Foster a positive culture of compliance
- Deploy new policy changes aligning with Group strategy or regulatory landscape
- Assist the local Head of Compliance in interactions with regulators
- Inform key stakeholders and gather relevant information
- Draft responses to regulators in a timely manner
- Support local Financial Crime & Regulatory Compliance Advisors in training initiatives
Work Experience
- 3 years
Education
- Bachelor's degree
Languages
- German – Fluent
- English – Fluent
Find the original job posting in its most current version here. Nejo automatically captured this job from the website of Quintet Private Bank and processed the information on Nejo with the help of AI for you. Despite careful analysis, some information may be incomplete or inaccurate. Please always verify all details in the original posting! Content and copyrights of the original posting belong to the advertising company.
Like this job?
BetaYour Career Agent finds similar jobs for you every day.
About the Company
Quintet Private Bank
Industry
FinancialServices
Description
Das Unternehmen ist eine Privatbank in Deutschland, die sich dem Private Banking verschrieben hat und auf dem europäischen Finanzmarkt agiert.
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