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Compliance Officer, Assistant Vice President(m/w/x)
Compliance advisory for institutional investment servicing and asset management. Financial services legal or audit expertise required. Generous medical care, flexible work programs.
Requirements
- Expertise in compliance, legal, or audit functions in Financial Services
- Strong attention to detail
- Ability to work independently and collaboratively
- Thrives in a fast-paced environment
- Independent decision-making ability
- Creative problem-solving skills
- Implementation management skills
- Strong understanding of policies, procedures, and controls
- Excellent interpersonal skills
- Excellent organizational skills
- Excellent communication skills
- Excellent team-working skills
- Effective work with outside parties
- Strong analytical skills
- Excellent oral communication skills
- Excellent written communication skills
- Attention to detail
- Project management skills
- Organizational skills
- Ability to work independently
- Ability to work collaboratively
- Manage multiple simultaneous tasks
- Work in high-pressure, deadline-driven environment
- Previous experience in compliance or legal advisory function
- Bachelor’s degree, Masters or other advanced degree preferred
- 4-8 years experience in compliance, legal within international bank
- Fluent English
- Fluent German
- Compliance qualifications is a plus
Tasks
- Provide compliance advisory to all business units
- Support timely completion of compliance oversight programs
- Identify and resolve risks impacting compliance program delivery
- Build strong relationships with compliance and business colleagues
- Conduct assigned responsibilities independently
- Execute complex tasks and analyses to support business and department goals
- Lead discussions on adjustments to risk factors
- Participate in policy and procedure development
- Review new business initiatives and products
- Ensure regulatory requirements are addressed in new initiatives
- Prepare for and assist with regulatory examinations
- Support interactions with regulators
- Act as SME for regulatory advice on investment servicing, custody, and fund administration
- Provide regulatory support to overseas compliance network
- Assess impact of new regulations
- Collaborate with impacted business to implement regulatory changes
- Design and deliver compliance training
- Design and execute compliance testing reviews
Work Experience
- 4 - 8 years
Education
- Bachelor's degreeOR
- Master's degree
Languages
- English – Fluent
- German – Fluent
Benefits
Healthcare & Fitness
- Generous medical care
Other Benefits
- Insurance plans
Retirement Plans
- Savings plans
Flexible Working
- Flexible Work Programs
- Flexible work-life support
Learning & Development
- Development programs
- Educational support
Purpose-Driven Work
- Paid volunteer days
Social Impact
- Matching gift programs
Career Advancement
- Employee networks
- Inclusive development opportunities
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Compliance Officer, Assistant Vice President(m/w/x)
Compliance advisory for institutional investment servicing and asset management. Financial services legal or audit expertise required. Generous medical care, flexible work programs.
Requirements
- Expertise in compliance, legal, or audit functions in Financial Services
- Strong attention to detail
- Ability to work independently and collaboratively
- Thrives in a fast-paced environment
- Independent decision-making ability
- Creative problem-solving skills
- Implementation management skills
- Strong understanding of policies, procedures, and controls
- Excellent interpersonal skills
- Excellent organizational skills
- Excellent communication skills
- Excellent team-working skills
- Effective work with outside parties
- Strong analytical skills
- Excellent oral communication skills
- Excellent written communication skills
- Attention to detail
- Project management skills
- Organizational skills
- Ability to work independently
- Ability to work collaboratively
- Manage multiple simultaneous tasks
- Work in high-pressure, deadline-driven environment
- Previous experience in compliance or legal advisory function
- Bachelor’s degree, Masters or other advanced degree preferred
- 4-8 years experience in compliance, legal within international bank
- Fluent English
- Fluent German
- Compliance qualifications is a plus
Tasks
- Provide compliance advisory to all business units
- Support timely completion of compliance oversight programs
- Identify and resolve risks impacting compliance program delivery
- Build strong relationships with compliance and business colleagues
- Conduct assigned responsibilities independently
- Execute complex tasks and analyses to support business and department goals
- Lead discussions on adjustments to risk factors
- Participate in policy and procedure development
- Review new business initiatives and products
- Ensure regulatory requirements are addressed in new initiatives
- Prepare for and assist with regulatory examinations
- Support interactions with regulators
- Act as SME for regulatory advice on investment servicing, custody, and fund administration
- Provide regulatory support to overseas compliance network
- Assess impact of new regulations
- Collaborate with impacted business to implement regulatory changes
- Design and deliver compliance training
- Design and execute compliance testing reviews
Work Experience
- 4 - 8 years
Education
- Bachelor's degreeOR
- Master's degree
Languages
- English – Fluent
- German – Fluent
Benefits
Healthcare & Fitness
- Generous medical care
Other Benefits
- Insurance plans
Retirement Plans
- Savings plans
Flexible Working
- Flexible Work Programs
- Flexible work-life support
Learning & Development
- Development programs
- Educational support
Purpose-Driven Work
- Paid volunteer days
Social Impact
- Matching gift programs
Career Advancement
- Employee networks
- Inclusive development opportunities
Like this job?
BetaYour Career Agent finds similar jobs for you every day.
About the Company
State Street Bank International GmbH
Industry
FinancialServices
Description
State Street is one of the largest custodian banks, asset managers and asset intelligence companies in the world.
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