Dein persönlicher KI-Karriere-Agent
Compliance Manager, Assistant Vice President(m/w/x)
Integrating MaRisk and other embedded compliance requirements for institutional investors. Expertise in financial services compliance risk management required. Hybrid work, flexible hours, pension plan.
Anforderungen
- Expertise in Compliance risk management in financial services
- Understanding of MaRisk regulatory obligations
- Knowledge of non-core Compliance areas
- Strong knowledge of MaRisk regulatory requirements
- Experience advising on MaRisk regulatory requirements
- Solid background in Compliance, Audit, or Business Control
- Expertise in ESG regulation
- Expertise in compliance risk management and monitoring/testing
- Strong critical thinking skills
- Strong interpersonal skills
- Strong presentation skills
- Ability to communicate with all levels
- Ability to influence all levels
- High degree of initiative
- Proven ability to work independently
- Adaptability to evolving tasks and deadlines
- Strong organizational skills
- Strong time management skills
- Understanding of competing priorities
- Finding efficiency opportunities in regulatory change
- MA/ MSc/ BA/ BS or equivalent experience
- Minimum 5-8 years relevant work experience
- Experience in risk, compliance, legal, or audit functions
- Strong knowledge of IT area and regulation
- Excellent critical thinking skills
- Ability to communicate with management
- Ability to influence management
- Excellent interpersonal skills
- Excellent communication skills (written and verbal)
- Excellent presentation skills
- Excellent project management skills
- Excellent organizational skills
- Strong customer focus
Aufgaben
- Support maintenance of comprehensive regulatory database
- Identify and integrate MaRisk and other embedded Compliance requirements
- Advise on ECR regulatory requirements and regulators' expectations
- Assess ECR-related risks for the Bank’s organization and activities
- Provide interpretative guidance on internal policy and procedure adaptation
- Execute monitoring and testing to identify control deficiencies
- Recommend risk mitigation actions
- Support regulatory risk assessments and evaluations
- Advise on regulatory requirements for periodic disclosures
- Resolve regulatory issues related to ECR topics
- Ensure accuracy of accountabilities and adherence to policies
- Develop and maintain knowledge of ECR regulatory obligations
- Stay updated on industry best practices and SSBI products
- Support development and revision of Compliance manuals and procedures
- Liaise with global Compliance colleagues to share and complete deliverables
Berufserfahrung
- 5 - 8 Jahre
Ausbildung
- Bachelor-AbschlussODER
- Master-Abschluss
Sprachen
- Englisch – verhandlungssicher
Benefits
Flexibles Arbeiten
- Hybrid work model
- Flexible working time
- Work from home days possible
- Flexible work-life support
Betriebliche Altersvorsorge
- Pension plan
Gesundheits- & Fitnessangebote
- Wellbeing and health programs
Mentale Gesundheitsförderung
- Employee Assistance Program
Familienfreundlichkeit
- PME Family Service
Sonstige Vorteile
- Group accident insurance
- Structured performance management
Mentoring & Coaching
- Mentoring program
Karriere- und Weiterentwicklung
- Regular performance reviews
- Inclusive development opportunities
Weiterbildungsangebote
- Personal development possibilities
- Extensive web-based training catalogue
- Free German and English classes
Gemeinnützige Ausrichtung
- Global Inclusion programs
- Global Outreach programs
- Corporate Citizenship programs
Lockere Unternehmenskultur
- Dynamic, diverse, international, and multicultural environment
- English company language
- Vibrant employee networks
Sinnstiftende Arbeit
- Paid volunteer days
Noch nicht perfekt?
- State Street Bank International GmbHVollzeitmit HomeofficeSeniorFrankfurt am Main, München
- State Street Bank International GmbH
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Vollzeit/Teilzeitmit HomeofficeSeniorBerlin, Hamburg, München, Köln, Frankfurt am Main, Leipzig, Düsseldorf, Stuttgart, Hannover, Nürnberg
Compliance Manager, Assistant Vice President(m/w/x)
Integrating MaRisk and other embedded compliance requirements for institutional investors. Expertise in financial services compliance risk management required. Hybrid work, flexible hours, pension plan.
Anforderungen
- Expertise in Compliance risk management in financial services
- Understanding of MaRisk regulatory obligations
- Knowledge of non-core Compliance areas
- Strong knowledge of MaRisk regulatory requirements
- Experience advising on MaRisk regulatory requirements
- Solid background in Compliance, Audit, or Business Control
- Expertise in ESG regulation
- Expertise in compliance risk management and monitoring/testing
- Strong critical thinking skills
- Strong interpersonal skills
- Strong presentation skills
- Ability to communicate with all levels
- Ability to influence all levels
- High degree of initiative
- Proven ability to work independently
- Adaptability to evolving tasks and deadlines
- Strong organizational skills
- Strong time management skills
- Understanding of competing priorities
- Finding efficiency opportunities in regulatory change
- MA/ MSc/ BA/ BS or equivalent experience
- Minimum 5-8 years relevant work experience
- Experience in risk, compliance, legal, or audit functions
- Strong knowledge of IT area and regulation
- Excellent critical thinking skills
- Ability to communicate with management
- Ability to influence management
- Excellent interpersonal skills
- Excellent communication skills (written and verbal)
- Excellent presentation skills
- Excellent project management skills
- Excellent organizational skills
- Strong customer focus
Aufgaben
- Support maintenance of comprehensive regulatory database
- Identify and integrate MaRisk and other embedded Compliance requirements
- Advise on ECR regulatory requirements and regulators' expectations
- Assess ECR-related risks for the Bank’s organization and activities
- Provide interpretative guidance on internal policy and procedure adaptation
- Execute monitoring and testing to identify control deficiencies
- Recommend risk mitigation actions
- Support regulatory risk assessments and evaluations
- Advise on regulatory requirements for periodic disclosures
- Resolve regulatory issues related to ECR topics
- Ensure accuracy of accountabilities and adherence to policies
- Develop and maintain knowledge of ECR regulatory obligations
- Stay updated on industry best practices and SSBI products
- Support development and revision of Compliance manuals and procedures
- Liaise with global Compliance colleagues to share and complete deliverables
Berufserfahrung
- 5 - 8 Jahre
Ausbildung
- Bachelor-AbschlussODER
- Master-Abschluss
Sprachen
- Englisch – verhandlungssicher
Benefits
Flexibles Arbeiten
- Hybrid work model
- Flexible working time
- Work from home days possible
- Flexible work-life support
Betriebliche Altersvorsorge
- Pension plan
Gesundheits- & Fitnessangebote
- Wellbeing and health programs
Mentale Gesundheitsförderung
- Employee Assistance Program
Familienfreundlichkeit
- PME Family Service
Sonstige Vorteile
- Group accident insurance
- Structured performance management
Mentoring & Coaching
- Mentoring program
Karriere- und Weiterentwicklung
- Regular performance reviews
- Inclusive development opportunities
Weiterbildungsangebote
- Personal development possibilities
- Extensive web-based training catalogue
- Free German and English classes
Gemeinnützige Ausrichtung
- Global Inclusion programs
- Global Outreach programs
- Corporate Citizenship programs
Lockere Unternehmenskultur
- Dynamic, diverse, international, and multicultural environment
- English company language
- Vibrant employee networks
Sinnstiftende Arbeit
- Paid volunteer days
Über das Unternehmen
State Street Bank International GmbH
Branche
FinancialServices
Beschreibung
State Street is one of the largest custodian banks, asset managers and asset intelligence companies in the world.
Noch nicht perfekt?
- State Street Bank International GmbH
Markets Compliance Officer Vice President(m/w/x)
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Vollzeitmit HomeofficeSeniorMünchen, Frankfurt am Main - Allianz SE
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Vollzeit/Teilzeitmit HomeofficeSeniorBerlin, Hamburg, München, Köln, Frankfurt am Main, Leipzig, Düsseldorf, Stuttgart, Hannover, Nürnberg