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Senior Compliance Analyst, EMEA(m/w/x)
Reviewing fund marketing materials, including German content, for regional sales and distribution at a global independent investment management firm. 5+ years investment/financial services regulatory experience and 3+ years fund promotions experience required. 1 day remote flexibility.
Anforderungen
- 5+ years relevant experience (ideally compliance or product marketing) in investment/financial services firms
- 3+ years fund-related financial promotions and/or fund distribution experience
- Effective communication, influencing outcomes, mitigating regulatory risk
- Demonstrated career progression and commitment to professional development
- Commercial and growth mindset, solution-oriented balancing business/regulatory needs
- Ability to work under pressure, independently and as part of a team
- Fluency in German and English
- Italian language skills (a plus)
- Strong academic background, including university degree
Aufgaben
- Review fund marketing and brand promotional materials.
- Review German language marketing content.
- Provide daily advice to EMEA sales and marketing teams.
- Advise on marketing content and distribution requirements.
- Cover EMEA regions: EU, UK, Switzerland, Dubai.
- Support US and APAC marketing teams.
- Develop and maintain marketing guidelines.
- Develop and maintain Q&As and checklists.
- Develop and maintain country-specific marketing memos.
- Monitor and test marketing materials.
- Identify, assess, and communicate regulatory developments.
- Focus on financial promotions and fund marketing.
- Develop and deliver compliance training.
- Deliver training in-person and online.
- Provide compliance support to WME and branches.
- Manage regulatory filings.
- Manage regulatory audits and inspections.
Berufserfahrung
- 5 Jahre
Ausbildung
- Bachelor-Abschluss
Sprachen
- Deutsch – verhandlungssicher
- Englisch – verhandlungssicher
- Italienisch – Grundkenntnisse
Benefits
Flexibles Arbeiten
- 1 day remote work flexibility
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Senior Compliance Analyst, EMEA(m/w/x)
Reviewing fund marketing materials, including German content, for regional sales and distribution at a global independent investment management firm. 5+ years investment/financial services regulatory experience and 3+ years fund promotions experience required. 1 day remote flexibility.
Anforderungen
- 5+ years relevant experience (ideally compliance or product marketing) in investment/financial services firms
- 3+ years fund-related financial promotions and/or fund distribution experience
- Effective communication, influencing outcomes, mitigating regulatory risk
- Demonstrated career progression and commitment to professional development
- Commercial and growth mindset, solution-oriented balancing business/regulatory needs
- Ability to work under pressure, independently and as part of a team
- Fluency in German and English
- Italian language skills (a plus)
- Strong academic background, including university degree
Aufgaben
- Review fund marketing and brand promotional materials.
- Review German language marketing content.
- Provide daily advice to EMEA sales and marketing teams.
- Advise on marketing content and distribution requirements.
- Cover EMEA regions: EU, UK, Switzerland, Dubai.
- Support US and APAC marketing teams.
- Develop and maintain marketing guidelines.
- Develop and maintain Q&As and checklists.
- Develop and maintain country-specific marketing memos.
- Monitor and test marketing materials.
- Identify, assess, and communicate regulatory developments.
- Focus on financial promotions and fund marketing.
- Develop and deliver compliance training.
- Deliver training in-person and online.
- Provide compliance support to WME and branches.
- Manage regulatory filings.
- Manage regulatory audits and inspections.
Berufserfahrung
- 5 Jahre
Ausbildung
- Bachelor-Abschluss
Sprachen
- Deutsch – verhandlungssicher
- Englisch – verhandlungssicher
- Italienisch – Grundkenntnisse
Benefits
Flexibles Arbeiten
- 1 day remote work flexibility
Über das Unternehmen
WELLINGTON MANAGEMENT
Branche
FinancialServices
Beschreibung
Wellington Management offers comprehensive investment management capabilities across global capital markets, providing tailored solutions to institutional clients worldwide.
Noch nicht perfekt?
- Wellington Management Europe GmbH
Senior Compliance Analyst, EMEA(m/w/x)
Vollzeitnur vor OrtSeniorFrankfurt am Main - HarbourVest Partners (Ireland) Limited, Zweigniederlassung Deutschland
Manager, Marketing & Communications(m/w/x)
Vollzeitnur vor OrtSeniorFrankfurt am Main - First Data GmbH
Manager, EMEA Compliance - Germany Outsourcing(m/w/x)
Vollzeitnur vor OrtBerufserfahrenBad Homburg vor der Höhe - CMC Markets Germany GmbH
Senior Marketing Specialist(m/w/x)
VollzeitBefristeter Vertragnur vor OrtManagementFrankfurt am Main - 15300 WMEGmbh Wellington Management Europe GmbH
Werkstudium oder Praktikum, Compliance EMEA(m/w/x)
VollzeitPraktikumnur vor OrtFrankfurt am Main