BVZH Bank Vontobel AG
Head Compliance Private Clients(m/w/x)
Vollzeitmit HomeofficeSenior
Zürich
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RORothschild & Co Bank AG
Junior Compliance Officer(m/w/x)
Zürich
Vollzeitmit HomeofficeJunior
Nejo KI-Zusammenfassung
Ensuring regulatory compliance for wealth management clients at a global financial services group, executing market abuse and sanctions screening. Familiarity with wealth management environment and compliance experience required. Tuition assistance, healthcare services, flexible working approach.
Anforderungen
- Strong educational background in law or economics
- Experience in compliance, risk, or audit
- Understanding of risk control and reporting
- Familiarity with wealth management environment
- Proactive and solution-oriented mindset
- Strong problem-solving and organizational skills
- Ability to manage complex situations
- Reliability, accuracy, and discretion
- Excellent communication in English and French or German
- Resilience under pressure and deadline orientation
- High standards of quality and confidentiality
- Proficiency in MS Office and Avaloq
Aufgaben
- Ensure wealth management regulatory compliance
- Advise client advisers on legislative requirements
- Execute market abuse and payment screening
- Perform sanctions screening as second-line defense
- Prepare consolidated monthly and quarterly compliance reports
- Support reporting obligations to FINMA
- Contribute to regulatory reporting initiatives
- Manage the bank’s policy and procedure framework
- Conduct policy reviews and coordinate feedback
- Draft new compliance-related policies
- Oversee the bank’s complaints reporting framework
- Analyze root causes of client complaints
- Review employee gift and entertainment requests
- Monitor private mandates and conflicts of interest
- Develop the compliance training framework
- Oversee regulatory training for all employees
- Assist with system implementations and process enhancements
- Optimize compliance controls and internal standards
- Lead and participate in cross-departmental projects
Ausbildung
- Bachelor-Abschluss
Sprachen
- Englisch – verhandlungssicher
- Französisch – verhandlungssicher
- Deutsch – verhandlungssicher
Tools & Technologien
- MS Office
- Avaloq
Benefits
Gesundheits- & Fitnessangebote
- Healthcare services and benefits
Weiterbildungsangebote
- Inhouse trainings
Sonstige Zulagen
- Tuition assistance
Startup-Atmosphäre
- Agile working principles
Flexibles Arbeiten
- Flexible working approach
- 40% remote work
Die Originalanzeige dieses Stellenangebotes in der aktuellsten Version findest du hier. Nejo hat diesen Job automatisch von der Website des Unternehmens Rothschild & Co Bank AG erfasst und die Informationen auf Nejo mit Hilfe von KI für dich aufbereitet. Trotz sorgfältiger Analyse können einzelne Informationen unvollständig oder ungenau sein. Bitte prüfe immer alle Angaben in der Originalanzeige! Inhalte und Urheberrechte der Originalanzeige liegen beim ausschreibenden Unternehmen.
Noch nicht perfekt?
- BVZH Bank Vontobel AG
Head Compliance Private Clients(m/w/x)
Vollzeitmit HomeofficeSeniorZürich - Rothschild & Co
Assistant Intermediaries & Service Desk(m/w/x)
Vollzeitmit HomeofficeJuniorZürich - Deutsche Bank (Suisse) SA
KYC Specialist(m/w/x)
Vollzeitmit HomeofficeBerufserfahrenZürich - Rothschild & Co
Custody Management & Transaction Reporting(m/w/x)
Vollzeitmit HomeofficeSeniorZürich
RORothschild & Co Bank AG
Junior Compliance Officer(m/w/x)
Zürich
Vollzeitmit HomeofficeJunior
Nejo KI-Zusammenfassung
Ensuring regulatory compliance for wealth management clients at a global financial services group, executing market abuse and sanctions screening. Familiarity with wealth management environment and compliance experience required. Tuition assistance, healthcare services, flexible working approach.
Anforderungen
- Strong educational background in law or economics
- Experience in compliance, risk, or audit
- Understanding of risk control and reporting
- Familiarity with wealth management environment
- Proactive and solution-oriented mindset
- Strong problem-solving and organizational skills
- Ability to manage complex situations
- Reliability, accuracy, and discretion
- Excellent communication in English and French or German
- Resilience under pressure and deadline orientation
- High standards of quality and confidentiality
- Proficiency in MS Office and Avaloq
Aufgaben
- Ensure wealth management regulatory compliance
- Advise client advisers on legislative requirements
- Execute market abuse and payment screening
- Perform sanctions screening as second-line defense
- Prepare consolidated monthly and quarterly compliance reports
- Support reporting obligations to FINMA
- Contribute to regulatory reporting initiatives
- Manage the bank’s policy and procedure framework
- Conduct policy reviews and coordinate feedback
- Draft new compliance-related policies
- Oversee the bank’s complaints reporting framework
- Analyze root causes of client complaints
- Review employee gift and entertainment requests
- Monitor private mandates and conflicts of interest
- Develop the compliance training framework
- Oversee regulatory training for all employees
- Assist with system implementations and process enhancements
- Optimize compliance controls and internal standards
- Lead and participate in cross-departmental projects
Ausbildung
- Bachelor-Abschluss
Sprachen
- Englisch – verhandlungssicher
- Französisch – verhandlungssicher
- Deutsch – verhandlungssicher
Tools & Technologien
- MS Office
- Avaloq
Benefits
Gesundheits- & Fitnessangebote
- Healthcare services and benefits
Weiterbildungsangebote
- Inhouse trainings
Sonstige Zulagen
- Tuition assistance
Startup-Atmosphäre
- Agile working principles
Flexibles Arbeiten
- Flexible working approach
- 40% remote work
Die Originalanzeige dieses Stellenangebotes in der aktuellsten Version findest du hier. Nejo hat diesen Job automatisch von der Website des Unternehmens Rothschild & Co Bank AG erfasst und die Informationen auf Nejo mit Hilfe von KI für dich aufbereitet. Trotz sorgfältiger Analyse können einzelne Informationen unvollständig oder ungenau sein. Bitte prüfe immer alle Angaben in der Originalanzeige! Inhalte und Urheberrechte der Originalanzeige liegen beim ausschreibenden Unternehmen.
Über das Unternehmen
Rothschild & Co Bank AG
Branche
FinancialServices
Beschreibung
Rothschild & Co is a leading global financial services group with a history of over 200 years, providing distinct perspectives across various financial sectors.
Noch nicht perfekt?
- BVZH Bank Vontobel AG
Head Compliance Private Clients(m/w/x)
Vollzeitmit HomeofficeSeniorZürich - BVZH Bank Vontobel AG
Head Compliance Private Clients(m/w/x)
Vollzeitmit HomeofficeSeniorZürich - Rothschild & Co
Assistant Intermediaries & Service Desk(m/w/x)
Vollzeitmit HomeofficeJuniorZürich - Deutsche Bank (Suisse) SA
KYC Specialist(m/w/x)
Vollzeitmit HomeofficeBerufserfahrenZürich - Rothschild & Co
Custody Management & Transaction Reporting(m/w/x)
Vollzeitmit HomeofficeSeniorZürich