CH10 - BJB Bank Julius Baer & Co. Ltd.
Compliance Officer – Monitoring & Control Execution(m/w/x)
Full-timeOn-siteExperienced
Zürich
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BABank Julius Baer & Co. Ltd.
Compliance Officer – Monitoring & Control Execution(m/w/x)
Zürich
Full-timeOn-siteExperienced
Nejo AI Summary
Developing and executing 2LoD controls for client suitability in wealth management. Minimum 3 years' Private Banking experience required. Focus on regulatory alignment and risk evaluation.
Requirements
- Banking apprenticeship or university degree
- Minimum 3 years' Private Banking experience
- Ideally Compliance, Risk Management, or control function experience
- Solid understanding of client suitability rules/processes
- Familiarity with core private banking activities
- Familiarity with associated conduct & operational risks
- Strong analytical capabilities
- Proficiency in root cause analysis and issue resolution
- Advanced MS Office Suite user
- Advanced Excel user (pivot tables, lookups)
- Advanced PowerPoint user (executive presentations)
- Collaborative team player with initiative
- Emotional intelligence
- Strong stakeholder engagement skills
- Proven communication skills
- Proven interpersonal skills
- Detail-oriented with excellent organizational abilities
- Capable of managing multiple deadlines
- High personal integrity
- Discretion
- Adherence to ethical standards
- Resilient and solution-focused
- Thriving under pressure
- Fluency in English (written and spoken)
- Other languages are an advantage
Tasks
- Develop and refine 2LoD controls
- Evaluate compliance risks
- Ensure regulatory alignment
- Execute recurring compliance controls
- Focus on client suitability
- Cover pricing practices
- Manage intermediary framework
- Address control weaknesses
- Use CLM Task Manager
- Guide remediation workflows
- Track resolution to closure
- Analyze control outputs
- Validate exception reports
- Participate in coordination meetings
- Discuss findings with BRMs
- Escalate issues
- Drive accountability
- Support internal audits
- Represent control design
- Communicate performance outcomes
- Improve compliance processes
- Recommend digital tool enhancements
- Update policy standards
- Contribute to policy development
- Design training modules
- Train frontline staff
Work Experience
- 3 years
Education
- Vocational certificationOR
- Bachelor's degree
Languages
- English – Native
Tools & Technologies
- MS Office Suite
- Excel
- PowerPoint
Find the original job posting in its most current version here. Nejo automatically captured this job from the website of Bank Julius Baer & Co. Ltd. and processed the information on Nejo with the help of AI for you. Despite careful analysis, some information may be incomplete or inaccurate. Please always verify all details in the original posting! Content and copyrights of the original posting belong to the advertising company.
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BABank Julius Baer & Co. Ltd.
Compliance Officer – Monitoring & Control Execution(m/w/x)
Zürich
Full-timeOn-siteExperienced
Nejo AI Summary
Developing and executing 2LoD controls for client suitability in wealth management. Minimum 3 years' Private Banking experience required. Focus on regulatory alignment and risk evaluation.
Requirements
- Banking apprenticeship or university degree
- Minimum 3 years' Private Banking experience
- Ideally Compliance, Risk Management, or control function experience
- Solid understanding of client suitability rules/processes
- Familiarity with core private banking activities
- Familiarity with associated conduct & operational risks
- Strong analytical capabilities
- Proficiency in root cause analysis and issue resolution
- Advanced MS Office Suite user
- Advanced Excel user (pivot tables, lookups)
- Advanced PowerPoint user (executive presentations)
- Collaborative team player with initiative
- Emotional intelligence
- Strong stakeholder engagement skills
- Proven communication skills
- Proven interpersonal skills
- Detail-oriented with excellent organizational abilities
- Capable of managing multiple deadlines
- High personal integrity
- Discretion
- Adherence to ethical standards
- Resilient and solution-focused
- Thriving under pressure
- Fluency in English (written and spoken)
- Other languages are an advantage
Tasks
- Develop and refine 2LoD controls
- Evaluate compliance risks
- Ensure regulatory alignment
- Execute recurring compliance controls
- Focus on client suitability
- Cover pricing practices
- Manage intermediary framework
- Address control weaknesses
- Use CLM Task Manager
- Guide remediation workflows
- Track resolution to closure
- Analyze control outputs
- Validate exception reports
- Participate in coordination meetings
- Discuss findings with BRMs
- Escalate issues
- Drive accountability
- Support internal audits
- Represent control design
- Communicate performance outcomes
- Improve compliance processes
- Recommend digital tool enhancements
- Update policy standards
- Contribute to policy development
- Design training modules
- Train frontline staff
Work Experience
- 3 years
Education
- Vocational certificationOR
- Bachelor's degree
Languages
- English – Native
Tools & Technologies
- MS Office Suite
- Excel
- PowerPoint
Find the original job posting in its most current version here. Nejo automatically captured this job from the website of Bank Julius Baer & Co. Ltd. and processed the information on Nejo with the help of AI for you. Despite careful analysis, some information may be incomplete or inaccurate. Please always verify all details in the original posting! Content and copyrights of the original posting belong to the advertising company.
Like this job?
BetaYour Career Agent finds similar jobs for you every day.
About the Company
Bank Julius Baer & Co. Ltd.
Industry
FinancialServices
Description
The company focuses on wealth management and aims to create value beyond wealth.
Not a perfect match?
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