Barclays
Structured Products EME Advisory Lawyer(m/w/x)
Full-timeOn-siteSenior
Frankfurt am Main
New Job?Nejo!
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MI
Mitsubishi UFJ Financial Group, Inc. (MUFG)Vice President, Core Compliance(m/w/x)
Frankfurt am Main
Full-timeOn-siteSenior
Description
In this role, you will lead Core Compliance initiatives while providing expert guidance to business areas. Your day-to-day responsibilities will involve collaborating on policies, promoting compliance awareness, and ensuring adherence to national regulations, particularly in data protection.
Let AI find the perfect jobs for you!
Upload your CV and Nejo AI will find matching job offers for you.
Requirements
- •Academic background in law, business law, or business administration
- •Significant experience in banking (8-10 years) and knowledge of MiFID II, MAR, GDPR, Public-side advisory, Competition Law, corporate and investment banking products
- •Several years of work experience in compliance, particularly in Capital Markets (WpHG) Compliance
- •Knowledge of key relevant legal and regulatory/statutory requirements
- •Experience in GDPR
- •Experience in non-financial crimes Compliance frameworks, activities, and processes
- •Problem solving and analytical skills
- •Ability to communicate clearly and confidently; able to influence internal and external stakeholders
- •Excellent command of written and spoken German and English
- •Integrity and Responsibility
- •Balance Risk with Opportunity
- •Customer Focus
- •Demonstrate Global Perspective
- •Professionalism and Teamwork
- •Drive For Results
- •Collaborate and Build Partnerships
- •Communicate Effectively and Professionally
- •Challenge Ourselves To Grow
- •Influence and Inspire Others
- •Lead Change & Seek Continuous Improvement
- •Think Strategically
- •Manage and Develop Talent
Education
Bachelor's degree
Work Experience
8 - 10 years
Tasks
- •Lead and support Core Compliance initiatives
- •Provide specialist advice to business areas and the MBE Compliance team
- •Support the design and execution of compliance assurance activities
- •Promote staff awareness of compliance matters
- •Collaborate on drafting and reviewing policies and procedures from a national perspective
- •Manage operational activities such as PAD disclosures and OBI review
- •Conduct training reviews from a national perspective
- •Administer training completion and support
- •Oversee audit administration and support for SOX and WpHG
- •Prepare MI reports
- •Administer annual certification processes
- •Collaborate with SMEs on Core Compliance activities across MBE
- •Monitor and assess the impact of national laws and regulations
- •Act as a local contact for data protection and security matters
- •Work closely with the Data Protection Officer and external consultants on data protection issues
- •Provide advice on data protection inquiries and security matters
- •Prepare legally required documents for information inquiries
Languages
German – Business Fluent
English – Business Fluent
Benefits
Flexible Working
- •Flextime for work-life balance
Retirement Plans
- •Employer pension contribution
Additional Allowances
- •Capital forming benefits
- •Lunch allowance
Public Transport Subsidies
- •50% job ticket sponsorship
Learning & Development
- •Further training programs
Corporate Discounts
- •Corporate benefits
Find the original job posting in its most current version here. Nejo automatically captured this job from the website of Mitsubishi UFJ Financial Group, Inc. (MUFG) and processed the information on Nejo with the help of AI for you. Despite careful analysis, some information may be incomplete or inaccurate. Please always verify all details in the original posting! Content and copyrights of the original posting belong to the advertising company.
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MI
Mitsubishi UFJ Financial Group, Inc. (MUFG)Vice President, Core Compliance(m/w/x)
Frankfurt am Main
Full-timeOn-siteSenior
New Job?Nejo!
The AI Job Search Engine
Description
In this role, you will lead Core Compliance initiatives while providing expert guidance to business areas. Your day-to-day responsibilities will involve collaborating on policies, promoting compliance awareness, and ensuring adherence to national regulations, particularly in data protection.
Let AI find the perfect jobs for you!
Upload your CV and Nejo AI will find matching job offers for you.
Requirements
- •Academic background in law, business law, or business administration
- •Significant experience in banking (8-10 years) and knowledge of MiFID II, MAR, GDPR, Public-side advisory, Competition Law, corporate and investment banking products
- •Several years of work experience in compliance, particularly in Capital Markets (WpHG) Compliance
- •Knowledge of key relevant legal and regulatory/statutory requirements
- •Experience in GDPR
- •Experience in non-financial crimes Compliance frameworks, activities, and processes
- •Problem solving and analytical skills
- •Ability to communicate clearly and confidently; able to influence internal and external stakeholders
- •Excellent command of written and spoken German and English
- •Integrity and Responsibility
- •Balance Risk with Opportunity
- •Customer Focus
- •Demonstrate Global Perspective
- •Professionalism and Teamwork
- •Drive For Results
- •Collaborate and Build Partnerships
- •Communicate Effectively and Professionally
- •Challenge Ourselves To Grow
- •Influence and Inspire Others
- •Lead Change & Seek Continuous Improvement
- •Think Strategically
- •Manage and Develop Talent
Education
Bachelor's degree
Work Experience
8 - 10 years
Tasks
- •Lead and support Core Compliance initiatives
- •Provide specialist advice to business areas and the MBE Compliance team
- •Support the design and execution of compliance assurance activities
- •Promote staff awareness of compliance matters
- •Collaborate on drafting and reviewing policies and procedures from a national perspective
- •Manage operational activities such as PAD disclosures and OBI review
- •Conduct training reviews from a national perspective
- •Administer training completion and support
- •Oversee audit administration and support for SOX and WpHG
- •Prepare MI reports
- •Administer annual certification processes
- •Collaborate with SMEs on Core Compliance activities across MBE
- •Monitor and assess the impact of national laws and regulations
- •Act as a local contact for data protection and security matters
- •Work closely with the Data Protection Officer and external consultants on data protection issues
- •Provide advice on data protection inquiries and security matters
- •Prepare legally required documents for information inquiries
Languages
German – Business Fluent
English – Business Fluent
Benefits
Flexible Working
- •Flextime for work-life balance
Retirement Plans
- •Employer pension contribution
Additional Allowances
- •Capital forming benefits
- •Lunch allowance
Public Transport Subsidies
- •50% job ticket sponsorship
Learning & Development
- •Further training programs
Corporate Discounts
- •Corporate benefits
Find the original job posting in its most current version here. Nejo automatically captured this job from the website of Mitsubishi UFJ Financial Group, Inc. (MUFG) and processed the information on Nejo with the help of AI for you. Despite careful analysis, some information may be incomplete or inaccurate. Please always verify all details in the original posting! Content and copyrights of the original posting belong to the advertising company.
About the Company
Mitsubishi UFJ Financial Group, Inc. (MUFG)
Industry
FinancialServices
Description
The company is one of the world’s leading financial groups, offering services including commercial banking, trust banking, and asset management.
Not a perfect match?
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