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Markets Compliance Officer(m/w/x)
Compliance control for MiFID/WAG, MAR, PAD, developing frameworks across Austria and CEE. Solid capital markets product understanding and regulatory background required. Work at large banking group in CEE, with cross-country harmonization focus.
Requirements
- Professional experience or strong interest in markets/compliance topics (MiFID/MAR/WAG) or related control areas
- Professional background in compliance, capital markets, law, audit, or other regulatory environments
- Solid understanding of capital markets products
- Strong interest in compliance-related IT and systems (workflows, tools, data quality, testing, documentation)
- Reliable, structured, accurate, and solution-oriented working style
- Strong communication skills
- Very good English skills
- Basic German skills
- Comfort working with international teams across Austria and CEE
Tasks
- Perform compliance control activities for MiFID/WAG, MAR, PAD
- Coordinate compliance control activities for MiFID/WAG, MAR, PAD
- Manage compliance related to conflicts of interest
- Develop and harmonize control frameworks across Austria and CEE
- Develop and harmonize documentation standards across Austria and CEE
- Develop and harmonize reporting across Austria and CEE
- Act as a key contact for local compliance teams
- Act as a key contact for selected business stakeholders
- Collaborate with first-line and IT on data quality
- Collaborate with first-line and IT on process improvements
- Collaborate with first-line and IT on system requirements
- Collaborate with first-line and IT on testing
- Support reviews and assessments
- Create presentations
- Create guidance materials
- Create training content
Work Experience
- approx. 1 - 4 years
Education
- Bachelor's degreeOR
- Master's degree
Languages
- English – Business Fluent
- German – Basic
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Markets Compliance Officer(m/w/x)
Compliance control for MiFID/WAG, MAR, PAD, developing frameworks across Austria and CEE. Solid capital markets product understanding and regulatory background required. Work at large banking group in CEE, with cross-country harmonization focus.
Requirements
- Professional experience or strong interest in markets/compliance topics (MiFID/MAR/WAG) or related control areas
- Professional background in compliance, capital markets, law, audit, or other regulatory environments
- Solid understanding of capital markets products
- Strong interest in compliance-related IT and systems (workflows, tools, data quality, testing, documentation)
- Reliable, structured, accurate, and solution-oriented working style
- Strong communication skills
- Very good English skills
- Basic German skills
- Comfort working with international teams across Austria and CEE
Tasks
- Perform compliance control activities for MiFID/WAG, MAR, PAD
- Coordinate compliance control activities for MiFID/WAG, MAR, PAD
- Manage compliance related to conflicts of interest
- Develop and harmonize control frameworks across Austria and CEE
- Develop and harmonize documentation standards across Austria and CEE
- Develop and harmonize reporting across Austria and CEE
- Act as a key contact for local compliance teams
- Act as a key contact for selected business stakeholders
- Collaborate with first-line and IT on data quality
- Collaborate with first-line and IT on process improvements
- Collaborate with first-line and IT on system requirements
- Collaborate with first-line and IT on testing
- Support reviews and assessments
- Create presentations
- Create guidance materials
- Create training content
Work Experience
- approx. 1 - 4 years
Education
- Bachelor's degreeOR
- Master's degree
Languages
- English – Business Fluent
- German – Basic
Like this job?
BetaYour Career Agent finds similar jobs for you every day.
About the Company
Erste Group
Industry
FinancialServices
Description
The company is one of the largest banking groups in Central and Eastern Europe, offering diverse career opportunities.
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