Dein persönlicher KI-Karriere-Agent
Senior Compliance Officer(m/w/x)
Leading regulatory framework design and management for Swiss AML, KYC, and CDB rules. Avaloq or similar client lifecycle management system experience required. Involvement in IT-led compliance initiatives.
Anforderungen
- Minimum 5 years relevant experience in compliance or regulatory advisory role within Swiss financial industry
- Strong technical understanding of Swiss AML regulations, CDB framework, KYC obligations, and sanctions regimes
- Ability to draft high-quality compliance policies and design operational control processes
- Practical experience with Avaloq or other client lifecycle management systems
- Fluent English (written and spoken)
- German language skills (a plus)
- Flexibility and proactivity
- Team player skills
- Comfort working across strategic and hands-on operational tasks
- Comfort working in a small team environment
- Strong project coordination skills in cross-functional and IT-driven contexts
Aufgaben
- Lead design, implementation, and management of compliance framework.
- Draft, review, and update internal compliance policies.
- Ensure adherence to Swiss AML, KYC, and CDB rules.
- Act as key compliance contact for operational and regulatory projects.
- Participate in IT-led compliance initiatives.
- Provide expertise in system-supported processes (Avaloq, CLM).
- Support enhancements to promote compliance efficiency.
- Conduct compliance reviews and internal controls testing.
- Support regulatory reporting and remediation activities.
- Engage with internal stakeholders (front office, operations, legal, IT).
Berufserfahrung
- 5 Jahre
Ausbildung
- Bachelor-AbschlussODER
- Master-Abschluss
Sprachen
- Englisch – verhandlungssicher
- Deutsch – Grundkenntnisse
Tools & Technologien
- Avaloq
Benefits
Lockere Unternehmenskultur
- Diverse team
- International environment
- Flat hierarchy
- Collaboration
- Collaborative spirit
Startup-Atmosphäre
- Agile environment
Weiterbildungsangebote
- Opportunities to learn
Karriere- und Weiterentwicklung
- Opportunities to thrive
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Senior Compliance Officer(m/w/x)
Leading regulatory framework design and management for Swiss AML, KYC, and CDB rules. Avaloq or similar client lifecycle management system experience required. Involvement in IT-led compliance initiatives.
Anforderungen
- Minimum 5 years relevant experience in compliance or regulatory advisory role within Swiss financial industry
- Strong technical understanding of Swiss AML regulations, CDB framework, KYC obligations, and sanctions regimes
- Ability to draft high-quality compliance policies and design operational control processes
- Practical experience with Avaloq or other client lifecycle management systems
- Fluent English (written and spoken)
- German language skills (a plus)
- Flexibility and proactivity
- Team player skills
- Comfort working across strategic and hands-on operational tasks
- Comfort working in a small team environment
- Strong project coordination skills in cross-functional and IT-driven contexts
Aufgaben
- Lead design, implementation, and management of compliance framework.
- Draft, review, and update internal compliance policies.
- Ensure adherence to Swiss AML, KYC, and CDB rules.
- Act as key compliance contact for operational and regulatory projects.
- Participate in IT-led compliance initiatives.
- Provide expertise in system-supported processes (Avaloq, CLM).
- Support enhancements to promote compliance efficiency.
- Conduct compliance reviews and internal controls testing.
- Support regulatory reporting and remediation activities.
- Engage with internal stakeholders (front office, operations, legal, IT).
Berufserfahrung
- 5 Jahre
Ausbildung
- Bachelor-AbschlussODER
- Master-Abschluss
Sprachen
- Englisch – verhandlungssicher
- Deutsch – Grundkenntnisse
Tools & Technologien
- Avaloq
Benefits
Lockere Unternehmenskultur
- Diverse team
- International environment
- Flat hierarchy
- Collaboration
- Collaborative spirit
Startup-Atmosphäre
- Agile environment
Weiterbildungsangebote
- Opportunities to learn
Karriere- und Weiterentwicklung
- Opportunities to thrive
Gefällt dir diese Stelle?
BetaDein Career Agent findet täglich ähnliche Jobs für dich.
Über das Unternehmen
Vontobel Swiss Financial Advisers AG
Branche
FinancialServices
Beschreibung
The company offers investment advisory services for high net worth individuals and corporations, committed to long-term thinking and sustainability.
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