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Senior Compliance Analyst, EMEA(m/w/x)
Reviewing fund marketing and brand promotional materials, including German content, for an independent investment manager. 3+ years fund financial promotions/distribution experience required. 1 day remote work flexibility.
Anforderungen
- 5+ years relevant experience (ideally compliance/product marketing) investment/financial services
- 3+ years fund financial promotions/distribution experience
- Effective communication, influencing, regulatory risk mitigation
- Demonstrated career progression
- Commitment to professional development
- Commercial and growth mindset
- Solution-oriented, balancing business/regulatory needs
- Ability to work under pressure
- Independent and teamwork skills
- Fluent German and English
- Plus: Italian language skills
- Strong academic background, university degree
Aufgaben
- Review fund marketing and brand promotional materials
- Review German language marketing content
- Provide daily advice to EMEA sales and marketing teams
- Advise on EMEA marketing content and distribution requirements
- Provide backup support to US and APAC marketing teams
- Develop and maintain marketing guidelines, Q&As, and checklists
- Develop and maintain country-specific marketing memos
- Monitor and test marketing materials
- Identify, assess, and communicate financial promotion regulations
- Identify, assess, and communicate fund marketing and distribution regulations
- Develop and deliver in-person compliance training
- Develop and deliver online compliance training modules
- Provide compliance support to WME and its branches
- Handle regulatory filings for WME
- Manage regulatory audits and inspections for WME
Berufserfahrung
- 5 Jahre
Ausbildung
- Bachelor-Abschluss
Sprachen
- Deutsch – verhandlungssicher
- Englisch – verhandlungssicher
- Italienisch – Grundkenntnisse
Benefits
Flexibles Arbeiten
- 1 day remote work flexibility
Noch nicht perfekt?
- WELLINGTON MANAGEMENTVollzeitnur vor OrtSeniorFrankfurt am Main
- HarbourVest Partners (Ireland) Limited, Zweigniederlassung Deutschland
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Vollzeitnur vor OrtBerufserfahrenFrankfurt am Main - First Data GmbH
Manager, EMEA Compliance - Germany Outsourcing(m/w/x)
Vollzeitnur vor OrtBerufserfahrenBad Homburg vor der Höhe
Senior Compliance Analyst, EMEA(m/w/x)
Reviewing fund marketing and brand promotional materials, including German content, for an independent investment manager. 3+ years fund financial promotions/distribution experience required. 1 day remote work flexibility.
Anforderungen
- 5+ years relevant experience (ideally compliance/product marketing) investment/financial services
- 3+ years fund financial promotions/distribution experience
- Effective communication, influencing, regulatory risk mitigation
- Demonstrated career progression
- Commitment to professional development
- Commercial and growth mindset
- Solution-oriented, balancing business/regulatory needs
- Ability to work under pressure
- Independent and teamwork skills
- Fluent German and English
- Plus: Italian language skills
- Strong academic background, university degree
Aufgaben
- Review fund marketing and brand promotional materials
- Review German language marketing content
- Provide daily advice to EMEA sales and marketing teams
- Advise on EMEA marketing content and distribution requirements
- Provide backup support to US and APAC marketing teams
- Develop and maintain marketing guidelines, Q&As, and checklists
- Develop and maintain country-specific marketing memos
- Monitor and test marketing materials
- Identify, assess, and communicate financial promotion regulations
- Identify, assess, and communicate fund marketing and distribution regulations
- Develop and deliver in-person compliance training
- Develop and deliver online compliance training modules
- Provide compliance support to WME and its branches
- Handle regulatory filings for WME
- Manage regulatory audits and inspections for WME
Berufserfahrung
- 5 Jahre
Ausbildung
- Bachelor-Abschluss
Sprachen
- Deutsch – verhandlungssicher
- Englisch – verhandlungssicher
- Italienisch – Grundkenntnisse
Benefits
Flexibles Arbeiten
- 1 day remote work flexibility
Über das Unternehmen
Wellington Management Europe GmbH
Branche
FinancialServices
Beschreibung
The company offers comprehensive investment management capabilities across global capital markets, serving institutional clients in over 60 countries.
Noch nicht perfekt?
- WELLINGTON MANAGEMENT
Senior Compliance Analyst, EMEA(m/w/x)
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Vollzeitnur vor OrtSeniorFrankfurt am Main - CMC Markets Germany GmbH
Senior Marketing Specialist(m/w/x)
VollzeitBefristeter Vertragnur vor OrtManagementFrankfurt am Main - Deutsche Börse Group
Compliance Officer – Securities Compliance(m/w/x)
Vollzeitnur vor OrtBerufserfahrenFrankfurt am Main - First Data GmbH
Manager, EMEA Compliance - Germany Outsourcing(m/w/x)
Vollzeitnur vor OrtBerufserfahrenBad Homburg vor der Höhe