Die KI-Suchmaschine für Jobs
Compliance Officer – Market Regulations & Best Execution(m/w/x)
Serving as central competence for market regulations at a wealth management firm, advising on queries and drafting policies. Professional experience in Compliance or Internal Audit within banking essential. Broad regulatory scope, including global markets.
Anforderungen
- University degree or equivalent qualification in Business Administration, Economics, or (Business) Law
- Further qualifications in compliance or risk management advantageous
- In-depth knowledge of Swiss and European financial market regulations
- Familiarity with financial markets regulation in Asia, the UK, or the US considered a strong asset
- Professional experience in Compliance or Internal Audit within a banking environment essential
- Solid understanding of banking operations and trading products highly desirable
- Strong communication skills combined with personal assertiveness
- Ability to work independently while remaining a collaborative team player
- Communicative, self-driven, resilient, and confident in manner and approach
- Solution- and client-focused mindset
- Meticulousness and strong analytical capabilities
- Demonstrated personal initiative and adaptability
- Diplomatic negotiation skills and high level of accountability
- Genuine interest in the evolving regulatory landscape and internal control processes
Aufgaben
- Act as a trusted advisor within Business Compliance
- Serve as the central competence center for market regulations
- Handle compliance queries related to market regulations
- Contribute to drafting policies and guidelines
- Conduct in-depth reviews of existing processes
- Collaborate with internal stakeholders and governance bodies
- Work with subject-matter experts on complex cases
- Support key business initiatives related to market regulations
- Deliver training sessions to ensure risk awareness
Berufserfahrung
- ca. 1 - 4 Jahre
Ausbildung
- Abgeschlossene BerufsausbildungODER
- Bachelor-AbschlussODER
- Master-Abschluss
Sprachen
- Englisch – verhandlungssicher
Noch nicht perfekt?
- CH10 - BJB Bank Julius Baer & Co. Ltd.Vollzeitnur vor OrtBerufserfahrenZürich
- CH10 - BJB Bank Julius Baer & Co. Ltd.
Compliance Officer - Private Banking Compliance(m/w/x)
Vollzeitnur vor OrtBerufserfahrenZürich - CH10 - BJB Bank Julius Baer & Co. Ltd.
Compliance Officer - Private Banking Compliance(m/w/x)
Vollzeitnur vor OrtBerufserfahrenZürich - Bank J. Safra Sarasin
Senior Compliance Officer(m/w/x)
Vollzeitnur vor OrtSeniorZürich - Deutsche Bank (Suisse) SA
Sanctions Officer(m/w/x)
Vollzeitnur vor OrtSeniorZürich
Compliance Officer – Market Regulations & Best Execution(m/w/x)
Serving as central competence for market regulations at a wealth management firm, advising on queries and drafting policies. Professional experience in Compliance or Internal Audit within banking essential. Broad regulatory scope, including global markets.
Anforderungen
- University degree or equivalent qualification in Business Administration, Economics, or (Business) Law
- Further qualifications in compliance or risk management advantageous
- In-depth knowledge of Swiss and European financial market regulations
- Familiarity with financial markets regulation in Asia, the UK, or the US considered a strong asset
- Professional experience in Compliance or Internal Audit within a banking environment essential
- Solid understanding of banking operations and trading products highly desirable
- Strong communication skills combined with personal assertiveness
- Ability to work independently while remaining a collaborative team player
- Communicative, self-driven, resilient, and confident in manner and approach
- Solution- and client-focused mindset
- Meticulousness and strong analytical capabilities
- Demonstrated personal initiative and adaptability
- Diplomatic negotiation skills and high level of accountability
- Genuine interest in the evolving regulatory landscape and internal control processes
Aufgaben
- Act as a trusted advisor within Business Compliance
- Serve as the central competence center for market regulations
- Handle compliance queries related to market regulations
- Contribute to drafting policies and guidelines
- Conduct in-depth reviews of existing processes
- Collaborate with internal stakeholders and governance bodies
- Work with subject-matter experts on complex cases
- Support key business initiatives related to market regulations
- Deliver training sessions to ensure risk awareness
Berufserfahrung
- ca. 1 - 4 Jahre
Ausbildung
- Abgeschlossene BerufsausbildungODER
- Bachelor-AbschlussODER
- Master-Abschluss
Sprachen
- Englisch – verhandlungssicher
Über das Unternehmen
CH10 - BJB Bank Julius Baer & Co. Ltd.
Branche
FinancialServices
Beschreibung
The company is focused on wealth management and aims to create value beyond wealth.
Noch nicht perfekt?
- CH10 - BJB Bank Julius Baer & Co. Ltd.
Compliance Officer – Market Regulations & Best Execution(m/w/x)
Vollzeitnur vor OrtBerufserfahrenZürich - CH10 - BJB Bank Julius Baer & Co. Ltd.
Compliance Officer - Private Banking Compliance(m/w/x)
Vollzeitnur vor OrtBerufserfahrenZürich - CH10 - BJB Bank Julius Baer & Co. Ltd.
Compliance Officer - Private Banking Compliance(m/w/x)
Vollzeitnur vor OrtBerufserfahrenZürich - Bank J. Safra Sarasin
Senior Compliance Officer(m/w/x)
Vollzeitnur vor OrtSeniorZürich - Deutsche Bank (Suisse) SA
Sanctions Officer(m/w/x)
Vollzeitnur vor OrtSeniorZürich