Dein persönlicher KI-Karriere-Agent
Compliance Officer – Financial Services Oversight(m/w/x)
Reviewing financial promotion materials and conducting thematic reviews for a global wealth manager. 5-7 years in compliance, risk, or audit required. Internal mobility, upskilling programs.
Anforderungen
- University degree or comparable professional experience
- 5–7 years experience in Compliance, Risk, Audit or control function
- Solid understanding of financial markets, products, activities
- Strong knowledge of financial promotions, marketing, conduct principles
- Proficiency in standard office tools and modern digital tools
- Analytical mindset, ability to assess quantitative and regulatory information
- Strong interpersonal skills, confident engagement with stakeholders
- Proactive, pragmatic, solution-oriented approach, ownership
- Demonstrated ability to manage and lead projects
- Fluent in French and English, written and spoken
- Knowledge of Swiss and European regulatory framework is an asset
- High standards of integrity, discretion, professionalism, organization, flexibility, reliability
- Residence in Switzerland
Aufgaben
- Review and sign off financial promotion materials
- Conduct ad-hoc thematic reviews and control activities
- Provide proactive support to Marketing and Communication teams
- Participate in regulatory watch activities
- Analyze evolving Swiss and European regulatory expectations
- Prepare clear, structured, and metrics-driven reports
- Provide oversight for activities across Group entities
- Ensure consistent application of standards across jurisdictions
- Act as central point of contact for financial promotion matters
- Escalate and coordinate with relevant stakeholders
- Contribute to drafting and maintaining internal policies
- Enhance internal procedures and guidance
- Design and deliver e-learning modules
- Conduct live training sessions
- Participate in transversal projects related to conduct risk
- Lead projects on investor protection and governance
Berufserfahrung
- 5 - 7 Jahre
Ausbildung
- Abgeschlossene BerufsausbildungODER
- Bachelor-Abschluss
Sprachen
- Französisch – fließend
- Englisch – fließend
Tools & Technologien
- Excel
- Word
- PowerPoint
Benefits
Karriere- und Weiterentwicklung
- Internal mobility
Weiterbildungsangebote
- Individual upskilling programs
Noch nicht perfekt?
- Bank J. Safra SarasinVollzeitnur vor OrtSeniorGenf
- Deutsche Bank (Suisse) SA
Central Compliance Officer(m/w/x)
Vollzeitnur vor OrtSeniorGenf - Mirabaud & Cie SA
Compliance Officer(m/w/x)
Vollzeitnur vor OrtBerufserfahrenGenf - EY
Senior Auditor(s) in Financial Services(m/w/x)
Vollzeitnur vor OrtManagementGenf - 100 Banque Lombard Odier & Cie SA
Senior Internal Auditor(m/w/x)
Vollzeitnur vor OrtManagementGenf
Compliance Officer – Financial Services Oversight(m/w/x)
Reviewing financial promotion materials and conducting thematic reviews for a global wealth manager. 5-7 years in compliance, risk, or audit required. Internal mobility, upskilling programs.
Anforderungen
- University degree or comparable professional experience
- 5–7 years experience in Compliance, Risk, Audit or control function
- Solid understanding of financial markets, products, activities
- Strong knowledge of financial promotions, marketing, conduct principles
- Proficiency in standard office tools and modern digital tools
- Analytical mindset, ability to assess quantitative and regulatory information
- Strong interpersonal skills, confident engagement with stakeholders
- Proactive, pragmatic, solution-oriented approach, ownership
- Demonstrated ability to manage and lead projects
- Fluent in French and English, written and spoken
- Knowledge of Swiss and European regulatory framework is an asset
- High standards of integrity, discretion, professionalism, organization, flexibility, reliability
- Residence in Switzerland
Aufgaben
- Review and sign off financial promotion materials
- Conduct ad-hoc thematic reviews and control activities
- Provide proactive support to Marketing and Communication teams
- Participate in regulatory watch activities
- Analyze evolving Swiss and European regulatory expectations
- Prepare clear, structured, and metrics-driven reports
- Provide oversight for activities across Group entities
- Ensure consistent application of standards across jurisdictions
- Act as central point of contact for financial promotion matters
- Escalate and coordinate with relevant stakeholders
- Contribute to drafting and maintaining internal policies
- Enhance internal procedures and guidance
- Design and deliver e-learning modules
- Conduct live training sessions
- Participate in transversal projects related to conduct risk
- Lead projects on investor protection and governance
Berufserfahrung
- 5 - 7 Jahre
Ausbildung
- Abgeschlossene BerufsausbildungODER
- Bachelor-Abschluss
Sprachen
- Französisch – fließend
- Englisch – fließend
Tools & Technologien
- Excel
- Word
- PowerPoint
Benefits
Karriere- und Weiterentwicklung
- Internal mobility
Weiterbildungsangebote
- Individual upskilling programs
Über das Unternehmen
Lombard Odier
Branche
FinancialServices
Beschreibung
The company is a renowned global wealth and asset manager focused on sustainable investing, managing close to CHF 300 billion.
Noch nicht perfekt?
- Bank J. Safra Sarasin
Senior Compliance Officer(m/w/x)
Vollzeitnur vor OrtSeniorGenf - Deutsche Bank (Suisse) SA
Central Compliance Officer(m/w/x)
Vollzeitnur vor OrtSeniorGenf - Mirabaud & Cie SA
Compliance Officer(m/w/x)
Vollzeitnur vor OrtBerufserfahrenGenf - EY
Senior Auditor(s) in Financial Services(m/w/x)
Vollzeitnur vor OrtManagementGenf - 100 Banque Lombard Odier & Cie SA
Senior Internal Auditor(m/w/x)
Vollzeitnur vor OrtManagementGenf