Intern in Sales and Suitability Compliance(m/w/x)

Beschreibung

In this role, you will safeguard the bank by performing regulatory controls and managing conduct risks. Your day will involve everything from monitoring complex products to supporting digital initiatives.

Anforderungen

• •Strong data analysis skills
• •Knowledge of financial markets and products
• •Excellent problem-solving abilities
• •Ability to work independently
• •Critical thinking and risk identification
• •Strong follow-up and tracking capabilities
• •Collaborative teamwork skills
• •High dedication and organizational skills
• •Effective written and verbal communication
• •Proficiency in Microsoft Office Suite
• •Bloomberg experience is an advantage
• •Fluency in English and Spanish or French
• •Degree in Finance, Business, or Economics
• •Eligibility to work in Switzerland
• •Current enrollment in University or Study Centre

Aufgaben

• •Perform SSU controls and address Front Office queries
• •Prepare SSU reports for the Compliance Committee and Group
• •Conduct special monitoring for crypto assets and structured products
• •Review marketing materials and disclaimers
• •Draft minutes for the Local Commercialization Committee
• •Maintain and update the committee inventory
• •Follow up on specific commercialization conditions
• •Update criteria within the Product Governance Framework
• •Maintain and enhance the risk profiling algorithm
• •Track the redocumentation of client risk profiles
• •Update internal procedures and policies
• •Prepare training materials and presentations
• •Support digitalization and automation initiatives
• •Provide assistance on ad hoc projects

Tools & Technologien